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Advisor at MUTUAL ADVISORS, LLC
OMAHA, NE | St. Petersburg, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Jan 8, 2018 | n/a | yes | St. Petersburg, FL|OMAHA, NE | Current employment |
| PLATINUM WEALTH PARTNERS | Former SEC adviser | Mar 3, 2011 | Jan 10, 2018 | no | TAMPA, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 4, 2007 | Dec 3, 2009 | no | TAMPA, FL | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jun 9, 2006 | Jun 4, 2007 | no | TAMPA, FL|ST. PETERSBURG, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Mar 23, 1999 | Oct 14, 2004 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PLATINUM WEALTH PARTNERS | MUTUAL ADVISORS, LLC | Jan 10, 2018 | Jan 8, 2018 | -2 | Firm change | Other |
| WELLS FARGO ADVISORS | PLATINUM WEALTH PARTNERS | Dec 3, 2009 | Mar 3, 2011 | 455 | Firm change after gap | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | WELLS FARGO ADVISORS | Jun 4, 2007 | Jun 4, 2007 | 0 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 14, 2004 | Jun 9, 2006 | 603 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145507:167658:FL:2018-01-10 | Jan 10, 2018 | Jan 8, 2018 | TAMPA, FL | Firm change |