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Advisor at KOVACK ADVISORS, INC.
FT. LAUDERDALE, FL | Denver, CO | Lighthouse Point, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KOVACK ADVISORS, INC. | Bd affiliated wealth | Apr 24, 2012 | n/a | yes | FT. LAUDERDALE, FL|Lighthouse Point, FL|Denver, CO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 1, 2007 | Apr 24, 2012 | no | LIGHTHOUSE POINT, FL|FORT MILL, SC|LIGHTHOUSE POINT, FL | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Aug 1, 2003 | Dec 4, 2007 | no | FORT LAUDERDALE, FL|FT. LAUDERDALE, FL | Previous registration |
| PROVENANCE WEALTH ADVISORS | Independent wealth | May 6, 2003 | Jan 2, 2008 | no | FORT LAUDERDALE, FL | Previous registration |
| NATHAN & LEWIS SECURITIES, INC. | n/a | Feb 15, 2000 | Aug 1, 2003 | no | FT. LAUDERDALE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | KOVACK ADVISORS, INC. | Apr 24, 2012 | Apr 24, 2012 | 0 | Firm change | Other |
| PROVENANCE WEALTH ADVISORS | WALNUT STREET SECURITIES, INC. | Jan 2, 2008 | Aug 1, 2003 | -1,615 | Firm change after gap | Other |
| WALNUT STREET SECURITIES, INC. | LPL FINANCIAL LLC | Dec 4, 2007 | Dec 1, 2007 | -3 | Firm change | Other |
| NATHAN & LEWIS SECURITIES, INC. | PROVENANCE WEALTH ADVISORS | Aug 1, 2003 | May 6, 2003 | -87 | Firm change after gap | Other |