RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• T••••• Y••••
- K••••• A•••••••• I••• BD affiliated currentsince Apr 24, 2012 · Ft. Lauderdale, Fl
- L•• F•••••••• L•• BD affiliatedDec 1, 2007 to Apr 24, 2012 · Lighthouse Point, Fl
- W••••• S••••• S••••••••• I••• formerAug 1, 2003 to Dec 4, 2007 · Fort Lauderdale, Fl
- P••••••••• W••••• A••••••• independent RIAMay 6, 2003 to Jan 2, 2008 · Fort Lauderdale, Fl
- N••••• • L•••• S••••••••• I••• unclassifiedFeb 15, 2000 to Aug 1, 2003 · Ft. Lauderdale, Fl
- L•• F•••••••• L•• to K••••• A•••••••• I•••left Apr 24, 2012, registered Apr 24, 2012 (0 days) · Other
- P••••••••• W••••• A••••••• to W••••• S••••• S••••••••• I•••left Jan 2, 2008, registered Aug 1, 2003 (-1615 days) · Other
- W••••• S••••• S••••••••• I••• to L•• F•••••••• L••left Dec 4, 2007, registered Dec 1, 2007 (-3 days) · Other
- N••••• • L•••• S••••••••• I••• to P••••••••• W••••• A•••••••left Aug 1, 2003, registered May 6, 2003 (-87 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address