DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at HUNTINGTON FINANCIAL ADVISORS
PICKERINGTON, OH | Pickerington, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 29, 2026 | n/a | yes | Pickerington, OH | Current employment |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Dec 5, 2008 | n/a | yes | PICKERINGTON, OH | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 30, 2007 | Dec 2, 2008 | no | COLUMBUS, OH | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jan 9, 2006 | May 4, 2007 | no | WORTHINGTON, OH|WESTERVILLE, OH|WORTHINGTON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HUNTINGTON FINANCIAL ADVISORS | Dec 2, 2008 | Dec 5, 2008 | 3 | Firm change | Other |
| FIFTH THIRD SECURITIES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 4, 2007 | Apr 30, 2007 | -4 | Firm change | Other |