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R••• K••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

R••• K••• D••••

Advisor at O••••••• A••••••• S••••••• L••

Franklin, TN

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Search this name across graphsid dfx:ria:7236f57b-3699-960c-eb13-69ceb9e87403

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• A••••••• S••••••• L••	Independent wealth	Mar 25, 2021	n/a	yes	Franklin, TN	Current employment
O••••••• A••••••• S••••••• L••	Independent wealth	May 8, 2019	Dec 31, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A•••• M••••••••• L••	O••••••• A••••••• S••••••• L••	Apr 15, 2021	May 8, 2019	-708	Firm change after gap	Other
V••••• C•••••• M••••••••• L••	P••••••• A•••• M••••••••• L••	Sep 14, 2017

Relationships

Registered with (5)

→ O••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
May 8, 2019 to Dec 31, 2020factForm ADV
→ P••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 12, 2017 to Apr 15, 2021factForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 29, 2016 to Sep 14, 2017factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7236f57b-3699-960c-eb13-69ceb9e87403
First observed: Aug 6, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.