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Reading the graph
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Advisor at M•• F•••••••• S•••••••• I•••
Bellevue, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• F•••••••• S•••••••• I••• | Bd affiliated wealth | Jul 8, 2025 | n/a | yes | Bellevue, WA | Current employment |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Jun 12, 2018 | Aug 7, 2023 | no | BOTHELL, WA|BOTHELL, WA|BOTHELL, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••• A••••• S••••••••• L•• | M•• F•••••••• S•••••••• I••• | Aug 7, 2023 | Jul 8, 2025 | 701 | Firm change after gap | Ibd to ibd |
| M•• I•••••••• S•••••••• L•• | P••• A••••• S••••••••• L•• | Dec 12, 2017 | Jun 12, 2018 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Dec 12, 2017 | no | SAN DIEGO, CA|SEATTLE, WA|BELLEVUE, WA | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Apr 22, 2016 | Mar 25, 2017 | no | SAN DIEGO, CA | Previous registration |
| A••••••• A••••••• S••••••• | Former SEC adviser | Sep 2, 2014 | May 20, 2016 | no | SAN DIEGO, CA|LINCOLN, NE | Previous registration |
| S•• A••••••• N••••••• L•• | n/a | Jan 7, 2013 | Mar 31, 2014 | no | SAN DIEGO, CA|BOARDMAN, OH | Previous registration |
| C••••• A••••••• L•• | Former SEC adviser | Sep 29, 2010 | Dec 31, 2012 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| C•••••• C•••••• M••••••••• G••••• I••• | Former SEC adviser | Jun 13, 2005 | Sep 8, 2010 | no | SAN DIEGO, CA | Previous registration |
| 182 |
| Firm change |
| Other |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| A••••••• A••••••• S••••••• | M•• F•••••••• S•••••••• I••• | May 20, 2016 | Apr 22, 2016 | -28 | Firm change | Other |
| S•• A••••••• N••••••• L•• | A••••••• A••••••• S••••••• | Mar 31, 2014 | Sep 2, 2014 | 155 | Firm change | Other |
| C••••• A••••••• L•• | S•• A••••••• N••••••• L•• | Dec 31, 2012 | Jan 7, 2013 | 7 | Firm change | Other |
| C•••••• C•••••• M••••••••• G••••• I••• | C••••• A••••••• L•• | Sep 8, 2010 | Sep 29, 2010 | 21 | Firm change | Other |