DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Michael Shelton
Feed of 09/14/2026
Also filed as John Michael Shelton
At current firm
1 y
since Jul 8, 2025
In the industry
21 y
since Jun 10, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mwa Financial Services, Inc. BD affiliated currentsince Jul 8, 2025 · Bellevue, Wa
- Park Avenue Securities LLC BD affiliatedJun 12, 2018 to Aug 7, 2023 · Bothell, Wa
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Dec 12, 2017 · San Diego, Ca
- Msi Financial Services, Inc. formerApr 22, 2016 to Mar 25, 2017 · San Diego, Ca
- Ameritas Advisory Services formerSep 2, 2014 to May 20, 2016 · San Diego, Ca
- Smc Advisory Network, LLC unclassifiedJan 7, 2013 to Mar 31, 2014 · San Diego, Ca
- Cetera Advisors LLC formerSep 29, 2010 to Dec 31, 2012 · San Diego, Ca
- Centara Capital Management Group, Inc. formerJun 13, 2005 to Sep 8, 2010 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Park Avenue Securities LLC to Mwa Financial Services, Inc.left Aug 7, 2023, registered Jul 8, 2025 (701 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to Park Avenue Securities LLCleft Dec 12, 2017, registered Jun 12, 2018 (182 days) · Other
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- Ameritas Advisory Services to Msi Financial Services, Inc.left May 20, 2016, registered Apr 22, 2016 (-28 days) · Other
- Smc Advisory Network, LLC to Ameritas Advisory Servicesleft Mar 31, 2014, registered Sep 2, 2014 (155 days) · Other
- Cetera Advisors LLC to Smc Advisory Network, LLCleft Dec 31, 2012, registered Jan 7, 2013 (7 days) · Other
- Centara Capital Management Group, Inc. to Cetera Advisors LLCleft Sep 8, 2010, registered Sep 29, 2010 (21 days) · Other
Signals
- John Michael Shelton left Park Avenue Securities Llc for Mwa Financial Services, Inc. (registered 2025-07-08)Aug 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address