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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

CHAD WESLEY TERRY

Advisor at NICOLET WEALTH MANAGEMENT

West Des Moines, IA | GREEN BAY, WI

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Search this name across graphsid dfx:ria:725782b6-4b99-9e2e-83af-9e068f4cc85a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 16, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NICOLET WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 19, 1998
First registration: Jan 16, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 3112718

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NICOLET WEALTH MANAGEMENT	Independent wealth	Apr 1, 2026	n/a	yes	West Des Moines, IA\|GREEN BAY, WI	Current employment
LEGACY FINANCIAL GROUP	Independent wealth	Sep 21, 2020	Nov 3, 2025	no	DES MOINES, IA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 16, 2017	Aug 21, 2020	no	Lincoln, NE\|OMAHA, NE\|Lincoln, NE	Previous registration
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Mar 31, 2011	Apr 27, 2017	no	PRINCETON, NJ\|PRINCETON, NJ\|CHICAGO, IL\|PRINCETON, NJ	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Dec 15, 2006	Mar 21, 2011	no	DES MOINES, IA	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Feb 7, 2003	Nov 19, 2003	no	OVERLAND PARK, KS	Previous registration
THE MASTERS, INC.	n/a	Aug 23, 2002	Feb 7, 2003	no	WEST DES MOINES, IA	Previous registration
SUCCESSFUL RESOURCE MANAGEMENT, LTD.	State registered	Jan 16, 2002	Aug 27, 2002	no	DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEGACY FINANCIAL GROUP	NICOLET WEALTH MANAGEMENT	Nov 3, 2025	Apr 1, 2026	149	Firm change	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	LEGACY FINANCIAL GROUP	Aug 21, 2020	Sep 21, 2020	31	Firm change	Ibd to RIA
BLACKROCK INVESTMENT MANAGEMENT, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 27, 2017	Jun 16, 2017	50	Firm change	Other
PRINCIPAL SECURITIES, INC.	BLACKROCK INVESTMENT MANAGEMENT, LLC	Mar 21, 2011	Mar 31, 2011	10	Firm change	Other
VSR ADVISORY SERVICES	PRINCIPAL SECURITIES, INC.	Nov 19, 2003	Dec 15, 2006	1,122	Firm change after gap	Other
THE MASTERS, INC.	VSR ADVISORY SERVICES	Feb 7, 2003	Feb 7, 2003	0	Bulk transfer	Other
SUCCESSFUL RESOURCE MANAGEMENT, LTD.	THE MASTERS, INC.	Aug 27, 2002	Aug 23, 2002	-4	Firm change	Other

Relationships

Registered with (8)

→ NICOLET WEALTH MANAGEMENTRegistered adviserregistration: current employment
Apr 1, 2026 to presentfactForm ADV
→ LEGACY FINANCIAL GROUPRegistered adviserregistration: previous registration
Sep 21, 2020 to Nov 3, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 16, 2017 to Aug 21, 2020factForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 31, 2011 to Apr 27, 2017factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 15, 2006 to Mar 21, 2011factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 7, 2003 to Nov 19, 2003factForm ADV
→ THE MASTERS, INC.Registered adviserregistration: previous registration
Aug 23, 2002 to Feb 7, 2003factForm ADV
→ SUCCESSFUL RESOURCE MANAGEMENT, LTD.Registered adviserregistration: previous registration
Jan 16, 2002 to Aug 27, 2002factForm ADV

Dated events

Occurred
Nov 3, 2025
Advisor changed firm
Chad Wesley Terry left Legacy Financial Group for Nicolet Wealth Management (registered 2026-04-01)
Form ADVobserved 5 days ago