RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• W••••• T••••
- N•••••• W••••• M••••••••• independent RIA currentsince Apr 1, 2026 · West Des Moines, Ia
- L••••• F•••••••• G•••• independent RIASep 21, 2020 to Nov 3, 2025 · Des Moines, Ia
- A••••••••• F•••••••• S•••••••• L•• national BDJun 16, 2017 to Aug 21, 2020 · Lincoln, Ne
- B•••••••• I••••••••• M••••••••• L•• asset managerMar 31, 2011 to Apr 27, 2017 · Princeton, Nj
- P•••••••• S••••••••• I••• BD affiliatedDec 15, 2006 to Mar 21, 2011 · Des Moines, Ia
- V•• A••••••• S••••••• formerFeb 7, 2003 to Nov 19, 2003 · Overland Park, Ks
- T•• M••••••• I••• unclassifiedAug 23, 2002 to Feb 7, 2003 · West Des Moines, Ia
- S••••••••• R••••••• M••••••••• L••• state registeredJan 16, 2002 to Aug 27, 2002 · Des Moines, Ia
- L••••• F•••••••• G•••• to N•••••• W••••• M•••••••••left Nov 3, 2025, registered Apr 1, 2026 (149 days) · RIA to RIA
- A••••••••• F•••••••• S•••••••• L•• to L••••• F•••••••• G••••left Aug 21, 2020, registered Sep 21, 2020 (31 days) · Affiliated broker-dealer or bank to independent RIA
- B•••••••• I••••••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Apr 27, 2017, registered Jun 16, 2017 (50 days) · Other
- P•••••••• S••••••••• I••• to B•••••••• I••••••••• M••••••••• L••left Mar 21, 2011, registered Mar 31, 2011 (10 days) · Other
- V•• A••••••• S••••••• to P•••••••• S••••••••• I•••left Nov 19, 2003, registered Dec 15, 2006 (1122 days) · Other
- T•• M••••••• I••• to V•• A••••••• S•••••••left Feb 7, 2003, registered Feb 7, 2003 (0 days) · corporate re-registration, not a move
- S••••••••• R••••••• M••••••••• L••• to T•• M••••••• I•••left Aug 27, 2002, registered Aug 23, 2002 (-4 days) · Other
- C••• W••••• T•••• left L••••• F•••••••• G•••• for N•••••• W••••• M••••••••• (registered 2026-04-01)Nov 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address