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RIA / WealthAdvisor14 years in industry

BRETT E SUCHY

Advisor at AUSDAL FINANCIAL PARTNERS, INC.

DOWNERS GROVE, IL | WESTERN SPRINGS, IL

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Search this name across graphsid dfx:ria:72726134-1b7d-4c83-0a4a-99e9e5e4fbd5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AUSDAL FINANCIAL PARTNERS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 12, 2012
First registration: Mar 13, 2012
Dual registered: no
Other names: BRETT E SUCHY|BRETT SUCHY
IAPD individual key: 5945385

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AUSDAL FINANCIAL PARTNERS, INC.	Independent wealth	Feb 12, 2021	n/a	yes	DOWNERS GROVE, IL\|WESTERN SPRINGS, IL	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 12, 2019	Feb 17, 2021	no	Skokie, IL\|Chicago, IL	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Sep 29, 2017	Nov 14, 2019	no	CHICAGO, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 29, 2017	Oct 4, 2017	no	CHICAGO, IL	Previous registration
FACTOR WEALTH MANAGEMENT	Independent wealth	Jun 13, 2016	Aug 14, 2017	no	CHICAGO, IL	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	May 3, 2016	Jun 9, 2016	no	CHICAGO, IL	Previous registration
GREAT LAKES ADVISORS, LLC	Other adviser	Apr 29, 2014	Feb 24, 2016	no	CHICAGO, IL\|LAKE FOREST, IL	Previous registration
WINTRUST INVESTMENTS	Former SEC adviser	Mar 13, 2012	Feb 11, 2016	no	CHICAGO, IL\|CHICAGO, IL\|LAKE FOREST, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	AUSDAL FINANCIAL PARTNERS, INC.	Feb 17, 2021	Feb 12, 2021	-5	Firm change	Ibd to RIA
SAGEPOINT FINANCIAL, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Nov 14, 2019	Nov 12, 2019	-2	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	SAGEPOINT FINANCIAL, INC.	Oct 4, 2017	Sep 29, 2017	-5	Firm change	Other
FACTOR WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Aug 14, 2017	Jun 29, 2017	-46	Firm change after gap	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	FACTOR WEALTH MANAGEMENT	Jun 9, 2016	Jun 13, 2016	4	Firm change	Other
GREAT LAKES ADVISORS, LLC	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Feb 24, 2016	May 3, 2016	69	Firm change	Other
WINTRUST INVESTMENTS	GREAT LAKES ADVISORS, LLC	Feb 11, 2016	Apr 29, 2014	-653	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133763:134139:IL:2019-11-14	Nov 14, 2019	Nov 12, 2019	CHICAGO, IL	Firm change

Relationships

Registered with (8)

→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviserregistration: current employment
Feb 12, 2021 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Nov 12, 2019 to Feb 17, 2021factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 29, 2017 to Nov 14, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 29, 2017 to Oct 4, 2017factForm ADV
→ FACTOR WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 13, 2016 to Aug 14, 2017factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
May 3, 2016 to Jun 9, 2016factForm ADV
→ GREAT LAKES ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 29, 2014 to Feb 24, 2016factForm ADV
→ WINTRUST INVESTMENTSRegistered adviserregistration: previous registration
Mar 13, 2012 to Feb 11, 2016factForm ADV

Dated events

No dated event names this entity yet.