DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brett E Suchy
Feed of 09/15/2026
Also filed as Brett E Suchy
At current firm
5 y
since Feb 12, 2021
In the industry
14 y
since Mar 12, 2012 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Feb 12, 2021 · Downers Grove, Il
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 12, 2019 to Feb 17, 2021 · Skokie, Il
- Sagepoint Financial, Inc. formerSep 29, 2017 to Nov 14, 2019 · Chicago, Il
- Wells Fargo Advisors wirehouseJun 29, 2017 to Oct 4, 2017 · Chicago, Il
- Factor Wealth Management independent RIAJun 13, 2016 to Aug 14, 2017 · Chicago, Il
- Stifel, Nicolaus & Company, Incorporated national BDMay 3, 2016 to Jun 9, 2016 · Chicago, Il
- Great Lakes Advisors, LLC otherApr 29, 2014 to Feb 24, 2016 · Chicago, Il
- Wintrust Investments formerMar 13, 2012 to Feb 11, 2016 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Ausdal Financial Partners, Inc.left Feb 17, 2021, registered Feb 12, 2021 (-5 days) · Affiliated broker-dealer or bank to independent RIA
- Sagepoint Financial, Inc. to Cambridge Investment Research Advisors, Inc.left Nov 14, 2019, registered Nov 12, 2019 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- Wells Fargo Advisors to Sagepoint Financial, Inc.left Oct 4, 2017, registered Sep 29, 2017 (-5 days) · Other
- Factor Wealth Management to Wells Fargo Advisorsleft Aug 14, 2017, registered Jun 29, 2017 (-46 days) · Other
- Stifel, Nicolaus & Company, Incorporated to Factor Wealth Managementleft Jun 9, 2016, registered Jun 13, 2016 (4 days) · Other
- Great Lakes Advisors, LLC to Stifel, Nicolaus & Company, Incorporatedleft Feb 24, 2016, registered May 3, 2016 (69 days) · Other
- Wintrust Investments to Great Lakes Advisors, LLCleft Feb 11, 2016, registered Apr 29, 2014 (-653 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address