DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Native American Fund Advisors LLC
Latest filing Apr 30, 2026
First filing on the tape Mar 6, 2012 · 28 filings
SEC status approved since Jun 28, 2000
RAUM
$38.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$13.0M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$38.9M as of Apr 30, 2026
Mar 6, 2012$157M then
HNW client RAUM$0 as of Apr 30, 2026
Mar 19, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Feb 15, 20130 then
Employees (5.A)6 as of Apr 30, 2026
Feb 15, 201313 then
Private funds: no history
RAUM +5.9% over the last fiscal year+5.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- $13.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $9.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$532,02799%
- Charitable organizations$3,2140.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- David Monroe Poarch to Pinnacle Investment AdvisorsDec 31, 2018 · Other
- Robert Brett Kramer to Pinnacle Investment AdvisorsDec 31, 2018 · Other
- Joel Bernard Kantor to Pinnacle Investment AdvisorsDec 31, 2018 · Other
- Julie Lynn Skye to Firstpoint Financial, LLCJul 21, 2014 · Other
Joined, latest
- Aimee Nicole Boyer from Pinnacle Investment AdvisorsMay 17, 2019 · Other
- Joel Bernard Kantor from Ameritrust Investment Advisors IncJun 10, 2005 · Other
- David Monroe Poarch from Pinnacle Investment AdvisorsAug 16, 1996 · Other
- Robert Brett Kramer from Pinnacle Investment AdvisorsAug 16, 1996 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Pinnacle Investment AdvisorsDec 31, 2018 · Tulsa, Ok · Firm absorbed
- 3 joined from Pinnacle Investment AdvisorsDec 31, 2018 · Tulsa, Ok · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bernard Joel Kantor · Partnercontrolsince 06/2005 · owns 5% to 10%
- Brett Robert Kramer · Chief Investment Officercontrolsince 11/1996 · owns 10% to 25%
- Monroe David Poarch · Managing Partner//Chief Compliance Officercontrolsince 11/1996 · owns 10% to 25%
- Hoke Smith Susan Burghart · Partnersince 11/1996 · owns less than 5%
- Edward Lamont Cavanaugh · Partnersince 06/2005 · owns less than 5%
- Virginia Carol Poarch · Partnersince 12/1998 · owns less than 5%
- Andrew James Posey · Partnersince 10/2003 · owns 10% to 25%
- Steven Timothy Posey · General Counselsince 06/1996 · owns 5% to 10%
- L Dorothy Roberts · Partnersince 11/1996 · owns less than 5%
- Owen Ross Swimmer · Partnersince 06/2009 · owns 5% to 10%
Entity owners
- Mimosa Tree Capital Investment III, LLC · Partnerdirect · owns 5% to 10%
- Norma M. Kramer Irrevocable Trust · Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Pinnacle Investment Advisorsinvestment advisernRAUM $508M
Advisers that list Native American Fund Advisors LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tulsa, Ok · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2 to 4Mar 7, 2025 to Apr 30, 2026
- Corporate clients · unset to 1.0Mar 7, 2025 to Apr 30, 2026
- Employees · 7 to 6Mar 7, 2025 to Apr 30, 2026
- Discretionary RAUM · $36.7M to $38.9MMar 7, 2025 to Apr 30, 2026
- Non-discretionary RAUM · $3,213 to $7,986Mar 7, 2025 to Apr 30, 2026
- RAUM · $36.7M to $38.9MMar 7, 2025 to Apr 30, 2026
- Employees · 8 to 7Sep 17, 2024 to Mar 7, 2025
- Financial planning clients · 0 to 0Sep 17, 2024 to Mar 7, 2025
- Discretionary RAUM · $34.9M to $36.7MSep 17, 2024 to Mar 7, 2025
- Non-discretionary RAUM · $3,468 to $3,213Sep 17, 2024 to Mar 7, 2025
- RAUM · $34.9M to $36.7MSep 17, 2024 to Mar 7, 2025
- Accounts · 1 to 2Feb 22, 2023 to Mar 7, 2024
- Charity clients · unset to 1.0Feb 22, 2023 to Mar 7, 2024
- Discretionary RAUM · $33.1M to $34.9MFeb 22, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $0 to $3,468Feb 22, 2023 to Mar 7, 2024
- RAUM · $33.1M to $34.9MFeb 22, 2023 to Mar 7, 2024
- Accounts · 3 to 1Apr 4, 2022 to Feb 22, 2023
- Charity clients · 1.0 to unsetApr 4, 2022 to Feb 22, 2023
- Assets in custody · 48608554.0 to unsetApr 4, 2022 to Feb 22, 2023
- Custody of client assets · true to falseApr 4, 2022 to Feb 22, 2023
- Discretionary RAUM · $53.0M to $33.1MApr 4, 2022 to Feb 22, 2023
- RAUM · $53.0M to $33.1MApr 4, 2022 to Feb 22, 2023
- Accounts · 2 to 3Aug 11, 2021 to Mar 17, 2022
- Advisory employees · 7 to 5Aug 11, 2021 to Mar 17, 2022
- Assets in custody · $42.4M to $48.6MAug 11, 2021 to Mar 17, 2022
- Custody of client assets · false to trueAug 11, 2021 to Mar 17, 2022
- Employees · 9 to 8Aug 11, 2021 to Mar 17, 2022
- Discretionary RAUM · $17.4M to $53.0MAug 11, 2021 to Mar 17, 2022
- RAUM · $17.4M to $53.0MAug 11, 2021 to Mar 17, 2022
- Accounts · 4 to 2Jun 16, 2020 to Mar 8, 2021
- Assets in custody · unset to 42379345.0Jun 16, 2020 to Mar 8, 2021
- Employees · 11 to 9Jun 16, 2020 to Mar 8, 2021
- Discretionary RAUM · $127M to $17.4MJun 16, 2020 to Mar 8, 2021
- RAUM · $127M to $17.4MJun 16, 2020 to Mar 8, 2021
- Accounts · 5 to 4May 15, 2019 to Mar 16, 2020
- Charity clients · unset to 1.0May 15, 2019 to Mar 16, 2020
- Discretionary RAUM · $149M to $127MMay 15, 2019 to Mar 16, 2020
- RAUM · $149M to $127MMay 15, 2019 to Mar 16, 2020
- Accounts · 13 to 5Jul 18, 2018 to Mar 20, 2019
- Advisory employees · 8 to 7Jul 18, 2018 to Mar 20, 2019
Signals
2 dated events
- Native American Fund Advisors Llc reported RAUM $17.4M, down 86% from $127.4M (2020-06-16 to 2021-03-08)Mar 8, 2021 · RAUM change · derived
- Wray Brent Wright (Partner) no longer on Schedule A of Native American Fund Advisors Llc (listed 2020-06-16, absent 2021-03-08)Mar 8, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- INDIANFUNDADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 918-582-9823reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $13.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026