DFX Intelligence

R•••••• E•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant30 years in industry

R•••••• E•••• W•••••••

Advisor at C••••••• A•••• M••••••••• L••

Morton, IL | MORTON, IL

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Search this name across graphsid dfx:ria:72ec3f46-5290-7ef0-b7b1-2b4cd77c2542

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 24, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 15, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•••• M••••••••• L••	Independent wealth	Apr 7, 2026	n/a	yes	MORTON, IL\|Morton, IL	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	May 4, 2018	May 18, 2026	no	TREMONT, IL\|MORTON, IL\|Morton, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	C••••••• A•••• M••••••••• L••	May 18, 2026	Apr 7, 2026	-41	Firm change after gap	Ibd to RIA
G••••• F•••••••• P•••••• C••••••• I•••	A• W••••• M••••••••• L••	May 7, 2018	May 4, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
282580:306903:IL:2026-05-18	May 18, 2026	Apr 7, 2026	MORTON, IL	Firm change after gap

Relationships

Registered with (6)

→ C••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Apr 7, 2026 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 4, 2018 to May 18, 2026factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Mar 4, 2014 to May 7, 2018factForm ADV
→ B•• P•••••••• I•••

Dated events

Occurred
May 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72ec3f46-5290-7ef0-b7b1-2b4cd77c2542
First observed: Nov 24, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.