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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Roger Anthony Ruz

Advisor at AMERITAS ADVISORY SERVICES, LLC

DUBLIN, OH

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Search this name across graphsid dfx:ria:72ee083c-e702-80f9-d0ab-085283462c51

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERITAS ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Mar 9, 2009
First registration: Jan 27, 2003
Dual registered: yes, broker-dealer
Other names: ROGER RUZ
IAPD individual key: 2865493

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Mar 25, 2025	n/a	yes	DUBLIN, OH	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	Nov 18, 2024	Mar 14, 2025	no	Dublin, OH\|ROCKVILLE, MD	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jun 23, 2014	Aug 5, 2024	no	COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|DUBLIN, OH\|COLUMBUS, OH\|Dublin, OH	Previous registration
NATIONWIDE SECURITIES, LLC	No RAUM reported	Sep 24, 2010	May 30, 2014	no	COLUMBUS, OH	Previous registration
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	Former SEC adviser	Jan 4, 2010	Aug 18, 2010	no	COLUMBUS, OH\|DUBLIN, OH	Previous registration
CAPITAL CITY ASSET MANAGEMENT GROUP, LLC	Former SEC adviser	Mar 6, 2009	Aug 21, 2009	no	POWELL, OH	Previous registration
J.P. MORGAN ASSET MANAGEMENT	n/a	Jan 27, 2003	Jan 11, 2005	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GROVE POINT ADVISORS, LLC	AMERITAS ADVISORY SERVICES, LLC	Mar 14, 2025	Mar 25, 2025	11	Firm change	Ibd to ibd
HUNTINGTON FINANCIAL ADVISORS	GROVE POINT ADVISORS, LLC	Aug 5, 2024	Nov 18, 2024	105	Firm change	Ibd to ibd
NATIONWIDE SECURITIES, LLC	HUNTINGTON FINANCIAL ADVISORS	May 30, 2014	Jun 23, 2014	24	Firm change	Other
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	NATIONWIDE SECURITIES, LLC	Aug 18, 2010	Sep 24, 2010	37	Firm change	Other
CAPITAL CITY ASSET MANAGEMENT GROUP, LLC	RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	Aug 21, 2009	Jan 4, 2010	136	Firm change	Other
J.P. MORGAN ASSET MANAGEMENT	CAPITAL CITY ASSET MANAGEMENT GROUP, LLC	Jan 11, 2005	Mar 6, 2009	1,515	Firm change after gap	Other

Relationships

Registered with (7)

→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Mar 25, 2025 to presentfactForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 18, 2024 to Mar 14, 2025factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 23, 2014 to Aug 5, 2024factForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 24, 2010 to May 30, 2014factForm ADV
→ RESOURCE HORIZONS INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Jan 4, 2010 to Aug 18, 2010factForm ADV
→ CAPITAL CITY ASSET MANAGEMENT GROUP, LLCRegistered adviserregistration: previous registration
Mar 6, 2009 to Aug 21, 2009factForm ADV
→ J.P. MORGAN ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jan 27, 2003 to Jan 11, 2005factForm ADV

Dated events

Occurred
Mar 14, 2025
Advisor changed firm
Roger Anthony Ruz left Grove Point Advisors, Llc for Ameritas Advisory Services, Llc (registered 2025-03-25)
Form ADVobserved 3 days ago
Occurred
Aug 5, 2024
Advisor changed firm
Roger Anthony Ruz left Huntington Financial Advisors for Grove Point Advisors, Llc (registered 2024-11-18)
Form ADVobserved 3 days ago