DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Roger Anthony Ruz

Ameritas Advisory Services, LLCBD affiliatedDublin, Ohdual registrantIAPD 2865493

Feed of 09/14/2026

Also filed as Roger Ruz

At current firm

1 y

since Mar 25, 2025

In the industry

23 y

since Jan 27, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameritas Advisory Services, LLC BD affiliated current
since Mar 25, 2025 · Dublin, Oh
Grove Point Advisors, LLC former
Nov 18, 2024 to Mar 14, 2025 · Dublin, Oh
Huntington Financial Advisors BD affiliated
Jun 23, 2014 to Aug 5, 2024 · Columbus, Oh
Nationwide Securities, LLC no RAUM
Sep 24, 2010 to May 30, 2014 · Columbus, Oh
Resource Horizons Investment Advisory, Inc. former
Jan 4, 2010 to Aug 18, 2010 · Columbus, Oh
Capital City Asset Management Group, LLC former
Mar 6, 2009 to Aug 21, 2009 · Powell, Oh
J.P. Morgan Asset Management unclassified
Jan 27, 2003 to Jan 11, 2005 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

Grove Point Advisors, LLC to Ameritas Advisory Services, LLC
left Mar 14, 2025, registered Mar 25, 2025 (11 days) · Affiliated broker-dealer or bank to another
Huntington Financial Advisors to Grove Point Advisors, LLC
left Aug 5, 2024, registered Nov 18, 2024 (105 days) · Affiliated broker-dealer or bank to another
Nationwide Securities, LLC to Huntington Financial Advisors
left May 30, 2014, registered Jun 23, 2014 (24 days) · Other
Resource Horizons Investment Advisory, Inc. to Nationwide Securities, LLC
left Aug 18, 2010, registered Sep 24, 2010 (37 days) · Other
Capital City Asset Management Group, LLC to Resource Horizons Investment Advisory, Inc.
left Aug 21, 2009, registered Jan 4, 2010 (136 days) · Other
J.P. Morgan Asset Management to Capital City Asset Management Group, LLC
left Jan 11, 2005, registered Mar 6, 2009 (1515 days) · Other

Signals

Roger Anthony Ruz left Grove Point Advisors, Llc for Ameritas Advisory Services, Llc (registered 2025-03-25)
Mar 14, 2025 · Advisor changed firm · fact
Roger Anthony Ruz left Huntington Financial Advisors for Grove Point Advisors, Llc (registered 2024-11-18)
Aug 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address