DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••••• F•••••••• P•••••••
TAMPA, FL | Savannah, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• P••••••• | Bd affiliated wealth | Nov 28, 2022 | n/a | yes | Savannah, GA|TAMPA, FL | Current employment |
| C••••••• A•••• M••••••••• L•• | Bd affiliated wealth | Jan 2, 2015 | Nov 29, 2022 | no | SAVANNAH, GA|ANN ARBOR, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• A•••• M••••••••• L•• | I••••••••• F•••••••• P••••••• | Nov 29, 2022 | Nov 28, 2022 | -1 | Firm change | Ibd to ibd |
| R••••••• H••••••• I••••••••• A•••••••• I••• | C••••••• A•••• M••••••••• L•• | Dec 31, 2014 | Jan 2, 2015 |
| R••••••• H••••••• I••••••••• A•••••••• I••• | Former SEC adviser | Jan 13, 2010 | Dec 31, 2014 | no | DECATUR, GA|DECATUR, GA|SAVANNAH, GA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 8, 2009 | Jan 11, 2010 | no | DECATUR, GA | Previous registration |
| M••••• S•••••• C••••••••• | n/a | Dec 2, 2005 | Sep 8, 2009 | no | DECATUR, GA | Previous registration |
| 2 |
| Firm change |
| Other |
| L•• F•••••••• L•• | R••••••• H••••••• I••••••••• A•••••••• I••• | Jan 11, 2010 | Jan 13, 2010 | 2 | Firm change | Other |
| M••••• S•••••• C••••••••• | L•• F•••••••• L•• | Sep 8, 2009 | Sep 8, 2009 | 0 | Bulk transfer | Other |