DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Terrell Mann

Independent Financial PartnersBD affiliatedTampa, Fl dual registrantIAPD 1742850

Feed of 09/14/2026

Also filed as Terry Mann

At current firm

3 y

since Nov 28, 2022

In the industry

42 y

since Oct 1, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Independent Financial Partners BD affiliated current
since Nov 28, 2022 · Savannah, Ga
Concorde Asset Management, LLC BD affiliated
Jan 2, 2015 to Nov 29, 2022 · Savannah, Ga
Resource Horizons Investment Advisory, Inc. former
Jan 13, 2010 to Dec 31, 2014 · Decatur, Ga
LPL Financial LLC BD affiliated
Sep 8, 2009 to Jan 11, 2010 · Decatur, Ga
Mutual Service Corporation unclassified
Dec 2, 2005 to Sep 8, 2009 · Decatur, Ga

Moves

a registration end followed by a registration begin elsewhere

Concorde Asset Management, LLC to Independent Financial Partners
left Nov 29, 2022, registered Nov 28, 2022 (-1 days) · Affiliated broker-dealer or bank to another
Resource Horizons Investment Advisory, Inc. to Concorde Asset Management, LLC
left Dec 31, 2014, registered Jan 2, 2015 (2 days) · Other
LPL Financial LLC to Resource Horizons Investment Advisory, Inc.
left Jan 11, 2010, registered Jan 13, 2010 (2 days) · Other
Mutual Service Corporation to LPL Financial LLC
left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move

Signals

Joseph Terrell Mann left Concorde Asset Management, Llc for Independent Financial Partners (registered 2022-11-28)
Nov 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address