DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mitchell Louis Spiehs
Feed of 09/14/2026
At current firm
2 y
since Oct 5, 2023
In the industry
42 y
since Jan 1, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Spiehs Wealth Management, Inc. state registered currentsince Oct 5, 2023 · Grand Island, Ne
- Ae Wealth Management, LLC BD affiliatedOct 18, 2019 to Aug 29, 2023 · Grand Island, Ne
- Gradient Advisors, LLC independent RIAJan 18, 2012 to Oct 18, 2019 · Grand Island, Ne
- American Investment Services formerFeb 16, 2011 to Jan 9, 2012 · Grand Rapids, Ne
- Synergy Investment Group, LLC formerJul 20, 2009 to Dec 31, 2009 · Grand Island, Ne
Moves
a registration end followed by a registration begin elsewhere
- Ae Wealth Management, LLC to Spiehs Wealth Management, Inc.left Aug 29, 2023, registered Oct 5, 2023 (37 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Gradient Advisors, LLC to Ae Wealth Management, LLCleft Oct 18, 2019, registered Oct 18, 2019 (0 days) · RIA to RIA
- American Investment Services to Gradient Advisors, LLCleft Jan 9, 2012, registered Jan 18, 2012 (9 days) · Other
- Synergy Investment Group, LLC to American Investment Servicesleft Dec 31, 2009, registered Feb 16, 2011 (412 days) · Other
Signals
- Mitchell Louis Spiehs left Ae Wealth Management, Llc for Spiehs Wealth Management, Inc. (registered 2023-10-05)Aug 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address