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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

ANDREW GEORGE PALOMO

Advisor at LASALLE ST. INVESTMENT ADVISORS, L.L.C.

ELMHURST, IL | Oak Brook, IL

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Search this name across graphsid dfx:ria:73ca33d3-d478-87c8-4da3-cb220ba23ab3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: May 13, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 22
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 5, 2009
First registration: May 13, 2009
Dual registered: yes, broker-dealer
Other names: ANDY PALOMO|ANDY PALOMO|ANDREW PALOMO
IAPD individual key: 5634997

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Bd affiliated wealth	Apr 11, 2025	n/a	yes	ELMHURST, IL\|Oak Brook, IL	Current employment
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	Apr 15, 2025	no	ATLANTA, GA\|OAK BROOK, IL	Previous registration
ARBOR POINT ADVISORS	Former SEC adviser	Aug 2, 2019	Nov 8, 2024	no	OAK PARK, IL\|FRANKLIN, TN\|OAK PARK, IL	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jan 12, 2018	Aug 20, 2019	no	OAK PARK, IL	Previous registration
CWM, LLC	Bd affiliated wealth	Aug 14, 2017	Aug 2, 2019	no	Oak Park, IL	Previous registration
SEQUOIA WEALTH MANAGEMENT, LLC	Independent wealth	Dec 4, 2014	Aug 15, 2017	no	OAK PARK, IL\|BARRINGTON, IL	Previous registration
AUSDAL FINANCIAL PARTNERS, INC.	Independent wealth	Jun 30, 2010	Dec 4, 2014	no	DOWNERS GROVE, IL\|OAK PARK, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Jul 8, 2010	no	SAN DIEGO, CA\|OAK PARK, IL	Previous registration
WATERSTONE FINANCIAL GROUP, INC.	n/a	May 13, 2009	Sep 17, 2009	no	PALATINE, IL\|OAK PARK, IL\|BARRINGTON, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC ADVISORY SERVICES, LLC	LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Apr 15, 2025	Apr 11, 2025	-4	Firm change	Ibd to ibd
ARBOR POINT ADVISORS	OSAIC ADVISORY SERVICES, LLC	Nov 8, 2024	Nov 8, 2024	0	Bulk transfer	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	ARBOR POINT ADVISORS	Aug 20, 2019	Aug 2, 2019	-18	Firm change	Ibd to ibd
CWM, LLC	CETERA ADVISOR NETWORKS LLC	Aug 2, 2019	Jan 12, 2018	-567	Firm change after gap	Other
SEQUOIA WEALTH MANAGEMENT, LLC	CWM, LLC	Aug 15, 2017	Aug 14, 2017	-1	Firm change	Other
AUSDAL FINANCIAL PARTNERS, INC.	SEQUOIA WEALTH MANAGEMENT, LLC	Dec 4, 2014	Dec 4, 2014	0	Firm change	Other
LPL FINANCIAL LLC	AUSDAL FINANCIAL PARTNERS, INC.	Jul 8, 2010	Jun 30, 2010	-8	Firm change	Other
WATERSTONE FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Sep 17, 2009	Sep 8, 2009	-9	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
171070:109701:IL:2025-04-15	Apr 15, 2025	Apr 11, 2025	OAK BROOK, IL	Firm change
170543:155344:IL:2017-08-15	Aug 15, 2017	Aug 14, 2017	BARRINGTON, IL	Firm change

Relationships

Registered with (9)

→ LASALLE ST. INVESTMENT ADVISORS, L.L.C.Registered adviserregistration: current employment
Apr 11, 2025 to presentfactForm ADV
→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 8, 2024 to Apr 15, 2025factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Aug 2, 2019 to Nov 8, 2024factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jan 12, 2018 to Aug 20, 2019factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Aug 14, 2017 to Aug 2, 2019factForm ADV
→ SEQUOIA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 4, 2014 to Aug 15, 2017factForm ADV
→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviserregistration: previous registration
Jun 30, 2010 to Dec 4, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Jul 8, 2010factForm ADV
→ WATERSTONE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
May 13, 2009 to Sep 17, 2009factForm ADV

Dated events

Occurred
Apr 15, 2025
Advisor changed firm
Andrew George Palomo left Osaic Advisory Services, Llc for Lasalle St. Investment Advisors, L.L.C. (registered 2025-04-11)
Form ADVobserved 3 days ago