DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew George Palomo

Lasalle St. Investment Advisors, L.L.C.BD affiliatedElmhurst, Il dual registrantIAPD 5634997

Certified Financial Planner

Feed of 09/14/2026

Also filed as Andy Palomo

At current firm

1 y

since Apr 11, 2025

In the industry

17 y

since Feb 5, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Lasalle St. Investment Advisors, L.L.C. BD affiliated current
since Apr 11, 2025 · Elmhurst, Il
Osaic Advisory Services, LLC BD affiliated
Nov 8, 2024 to Apr 15, 2025 · Atlanta, Ga
Arbor Point Advisors former
Aug 2, 2019 to Nov 8, 2024 · Oak Park, Il
Cetera Advisor Networks LLC former
Jan 12, 2018 to Aug 20, 2019 · Oak Park, Il
Cwm, LLC BD affiliated
Aug 14, 2017 to Aug 2, 2019 · Oak Park, Il
Sequoia Wealth Management, LLC independent RIA
Dec 4, 2014 to Aug 15, 2017 · Oak Park, Il
Ausdal Financial Partners, Inc. independent RIA
Jun 30, 2010 to Dec 4, 2014 · Downers Grove, Il
LPL Financial LLC BD affiliated
Sep 8, 2009 to Jul 8, 2010 · San Diego, Ca
Waterstone Financial Group, Inc. unclassified
May 13, 2009 to Sep 17, 2009 · Palatine, Il

Moves

a registration end followed by a registration begin elsewhere

Osaic Advisory Services, LLC to Lasalle St. Investment Advisors, L.L.C.
left Apr 15, 2025, registered Apr 11, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
Arbor Point Advisors to Osaic Advisory Services, LLC
left Nov 8, 2024, registered Nov 8, 2024 (0 days) · corporate re-registration, not a move
Cetera Advisor Networks LLC to Arbor Point Advisors
left Aug 20, 2019, registered Aug 2, 2019 (-18 days) · Affiliated broker-dealer or bank to another
Cwm, LLC to Cetera Advisor Networks LLC
left Aug 2, 2019, registered Jan 12, 2018 (-567 days) · Other
Sequoia Wealth Management, LLC to Cwm, LLC
left Aug 15, 2017, registered Aug 14, 2017 (-1 days) · Other · moved with a team
Ausdal Financial Partners, Inc. to Sequoia Wealth Management, LLC
left Dec 4, 2014, registered Dec 4, 2014 (0 days) · Other
LPL Financial LLC to Ausdal Financial Partners, Inc.
left Jul 8, 2010, registered Jun 30, 2010 (-8 days) · Other
Waterstone Financial Group, Inc. to LPL Financial LLC
left Sep 17, 2009, registered Sep 8, 2009 (-9 days) · corporate re-registration, not a move

Signals

Andrew George Palomo left Osaic Advisory Services, Llc for Lasalle St. Investment Advisors, L.L.C. (registered 2025-04-11)
Apr 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address