DFX Intelligence

J••••• A•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J••••• A•••••• B••••••

Advisor at E•••••••• M••• A•••• M••••••••• L••

LA PORTE, TX | DANVILLE, CA

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Search this name across graphsid dfx:ria:746e550c-3a2e-6a7c-939d-39b065c07d13

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 2, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• M••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• M••• A•••• M••••••••• L••	Independent wealth	Sep 1, 2022	n/a	yes	LA PORTE, TX\|DANVILLE, CA	Current employment
V••••• A•••• M•••••••••	Independent wealth	Oct 8, 2020	Nov 30, 2022	no	DURHAM, NC\|LA PORTE, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• A•••• M•••••••••	E•••••••• M••• A•••• M••••••••• L••	Nov 30, 2022	Sep 1, 2022	-90	Firm change after gap	RIA to new firm
P•• M•••••• A•••••• S••••••••• I•••	V••••• A•••• M•••••••••	May 28, 2020	Oct 8, 2020

Relationships

Registered with (5)

→ E•••••••• M••• A•••• M••••••••• L••Registered adviserregistration: current employment
Sep 1, 2022 to presentfactForm ADV
→ V••••• A•••• M•••••••••Registered adviserregistration: previous registration
Oct 8, 2020 to Nov 30, 2022factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 7, 2018 to May 28, 2020factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Nov 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:746e550c-3a2e-6a7c-939d-39b065c07d13
First observed: May 2, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.