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Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC
WHITE PLAINS, MD | WHEATON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Nov 1, 2019 | n/a | yes | WHITE PLAINS, MD|WHEATON, IL | Current employment |
| SPECIALIZED ADVISORS | Former SEC adviser | Feb 5, 2019 | Oct 12, 2019 | no | White Plains, MD|DALLAS, TX | Previous registration |
| SECURE INVESTMENT MANAGEMENT, LLC | Independent wealth | Jun 11, 2015 | Feb 6, 2019 | no | WHITE PLAINS, MD|TUCSON, AZ | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Sep 18, 2014 | May 19, 2015 | no | WHITE PLAINS, MD|WHITE PLAINS, MD|FEASTERVILLE TREVOSE, PA | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Jul 17, 1998 | Sep 26, 2012 | no | FEASTERVILLE TREVOSE, PA|WHITE PLAINS, MD|WHITE PLAINS, MD|LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SPECIALIZED ADVISORS | BROOKSTONE CAPITAL MANAGEMENT LLC | Oct 12, 2019 | Nov 1, 2019 | 20 | Firm change | RIA to RIA |
| SECURE INVESTMENT MANAGEMENT, LLC | SPECIALIZED ADVISORS | Feb 6, 2019 | Feb 5, 2019 | -1 | Firm change | RIA to new firm |
| AMERITAS ADVISORY SERVICES | SECURE INVESTMENT MANAGEMENT, LLC | May 19, 2015 | Jun 11, 2015 | 23 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 299308:141413:TX:2019-10-12 | Oct 12, 2019 | Nov 1, 2019 | DALLAS, TX | Firm change |
| 141195:299308:AZ:2019-01-24 | Feb 6, 2019 | Feb 5, 2019 | TUCSON, AZ | Firm change |