DFX Intelligence

G•••••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

G•••••••• S••••••••

Advisor at N•••••••• A•••• M•••••••••

Huntington Beach, CA | MERCER ISLAND, WA

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Search this name across graphsid dfx:ria:74d133e0-cf99-31fd-4bdc-fc4f7643b5f7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• A•••• M•••••••••	Independent wealth	Feb 26, 2018	n/a	yes	MERCER ISLAND, WA\|Huntington Beach, CA	Current employment
A••••••• P••••••• A•••••••• L••	Former SEC adviser	May 19, 2016	Jun 25, 2018	no	LA QUINTA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••• A•••••••• L••	N•••••••• A•••• M•••••••••	Jun 25, 2018	Feb 26, 2018	-119	Firm change after gap	Other
G•••• W••••• M••••••••• L••	A••••••• P••••••• A•••••••• L••	May 19, 2016	May 19, 2016

Relationships

Registered with (6)

→ N•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Feb 26, 2018 to presentfactForm ADV
→ A••••••• P••••••• A•••••••• L••Registered adviserregistration: previous registration
May 19, 2016 to Jun 25, 2018factForm ADV
→ G•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 31, 2014 to May 19, 2016factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74d133e0-cf99-31fd-4bdc-fc4f7643b5f7
First observed: Jan 22, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.