DFX Intelligence

M••• K•••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

M••• K•••••• J••••••

Advisor at C••••••• S••••••••• L••

Detroit Lakes, MN | F••••, ND

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Search this name across graphsid dfx:ria:74d5051a-aeed-4af8-2803-91288008c0f2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 3, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• L••	Bd affiliated wealth	Dec 13, 2010	n/a	yes	F••••, ND\|Detroit Lakes, MN	Current employment
C••••• I••••••••• S••••••• L••	Former SEC adviser	May 23, 2005	Dec 9, 2010	no	F••••, ND\|F••••, ND\|F••••, ND

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• S••••••• L••	C••••••• S••••••••• L••	Dec 9, 2010	Dec 13, 2010	4	Firm change	Other
W•••• F•••• I••••••••• L••	C••••• I••••••••• S••••••• L••	Mar 7, 2005	May 23, 2005

Relationships

Registered with (3)

→ C••••••• S••••••••• L••Registered adviserregistration: current employment
Dec 13, 2010 to presentfactForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
May 23, 2005 to Dec 9, 2010factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Mar 27, 2001 to Mar 7, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74d5051a-aeed-4af8-2803-91288008c0f2
First observed: Mar 27, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.