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B•••• E••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

B•••• E••• A••••••••

Advisor at H•••••• W••••• M••••••••• L••

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:74d83554-28f1-556b-84b1-c7cb9afe1f50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• W••••• M••••••••• L••	Independent wealth	Mar 15, 2022	n/a	yes	SEATTLE, WA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 18, 2020	Mar 7, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	H•••••• W••••• M••••••••• L••	Mar 7, 2022	Mar 15, 2022	8	Firm change	Wirehouse to RIA
C•••••••• G••••• M•••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 28, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7059:7691:NY:2020-07-23	Jul 28, 2020	Sep 18, 2020	NEW YORK, NY	Firm change
111514:7870:NY:2016-10-04	Oct 4, 2016	Jul 23, 2013	NEW YORK CITY, NY	Firm change after gap

Relationships

Registered with (8)

→ H•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 15, 2022 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 18, 2020 to Mar 7, 2022factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 15, 2019 to Jul 28, 2020factForm ADV
→ S•••••••• S•••••••••

Dated events

Occurred
Mar 7, 2022
Advisor changed firm
B•••• E••• A•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for H•••••• W••••• M••••••••• L•• (registered 2022-03-15)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74d83554-28f1-556b-84b1-c7cb9afe1f50
First observed: Jan 6, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.