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RIA / WealthAdvisorCertified Financial Planner18 years in industry

AYAZ HASAN

Advisor at VERDENCE CAPITAL ADVISORS, LLC

HUNT VALLEY, MD

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Search this name across graphsid dfx:ria:74d8fcb5-d6fe-0e52-21dc-8540b325e4db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VERDENCE CAPITAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 30, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 30, 2007
First registration: Dec 6, 2007
Dual registered: no
IAPD individual key: 5176246

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VERDENCE CAPITAL ADVISORS, LLC	Independent wealth	Mar 4, 2024	n/a	yes	HUNT VALLEY, MD	Current employment
MORGAN STANLEY	Wirehouse	Dec 9, 2015	Feb 20, 2024	no	Bethesda, MD\|BALTIMORE, MD\|Lutherville, MD\|Lutherville, MD	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 6, 2013	Oct 30, 2015	no	COLUMBIA, MD\|ZANESVILLE, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 15, 2009	May 30, 2012	no	PONTE VEDRA BEACH, FL	Previous registration
STANFORD CAPITAL MANAGEMENT, LLC	n/a	Nov 14, 2008	Mar 31, 2009	no	BALTIMORE, MD	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 6, 2007	Dec 3, 2008	no	LUTHERVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	VERDENCE CAPITAL ADVISORS, LLC	Feb 20, 2024	Mar 4, 2024	13	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Oct 30, 2015	Dec 9, 2015	40	Firm change	Wirehouse to wirehouse
STANFORD CAPITAL MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 31, 2009	Apr 15, 2009	15	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	STANFORD CAPITAL MANAGEMENT, LLC	Dec 3, 2008	Nov 14, 2008	-19	Firm change	Other

Relationships

Registered with (5)

→ VERDENCE CAPITAL ADVISORS, LLCRegistered adviserregistration: current employment
Mar 4, 2024 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 9, 2015 to Feb 20, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 6, 2013 to Oct 30, 2015factForm ADV
→ STANFORD CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 14, 2008 to Mar 31, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 6, 2007 to Dec 3, 2008factForm ADV

Dated events

Occurred
Feb 20, 2024
Advisor changed firm
Ayaz Hasan left Morgan Stanley for Verdence Capital Advisors, Llc (registered 2024-03-04)
Form ADVobserved 5 days ago