DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

A••• H••••

V••••••• C•••••• A•••••••• L••independent RIAHunt Valley, MdIA-onlyIAPD 5176246

Certified Financial Planner

Feed of 09/14/2026

At current firm

2 y

since Mar 4, 2024

In the industry

18 y

since Nov 30, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• C•••••• A•••••••• L•• independent RIA current
since Mar 4, 2024 · Hunt Valley, Md
M••••• S•••••• wirehouse
Dec 9, 2015 to Feb 20, 2024 · Bethesda, Md
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 6, 2013 to Oct 30, 2015 · Columbia, Md
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 15, 2009 to May 30, 2012 · Ponte Vedra Beach, Fl
S••••••• C•••••• M••••••••• L•• unclassified
Nov 14, 2008 to Mar 31, 2009 · Baltimore, Md
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 6, 2007 to Dec 3, 2008 · Lutherville, Md

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to V••••••• C•••••• A•••••••• L••
left Feb 20, 2024, registered Mar 4, 2024 (13 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Oct 30, 2015, registered Dec 9, 2015 (40 days) · Wirehouse to wirehouse
S••••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 31, 2009, registered Apr 15, 2009 (15 days) · Other
C•••••••• G••••• M•••••• I••• to S••••••• C•••••• M••••••••• L••
left Dec 3, 2008, registered Nov 14, 2008 (-19 days) · Other

Signals

A••• H•••• left M••••• S•••••• for V••••••• C•••••• A•••••••• L•• (registered 2024-03-04)
Feb 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address