DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• I••••••••• G••••
Legal name C••••••• I••••••••• G••••• L••
Latest filing Sep 3, 2026
First filing on the tape Jun 22, 2021 · 23 filings
SEC status approved since Jul 22, 2021
RAUM
$176M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$168M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$25.2M
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$176M as of Aug 24, 2026
Mar 31, 2022$126M then
HNW client RAUM$68.5M as of Aug 24, 2026
Mar 31, 2022$35.3M then
State-registered IARs (5.B.3)5 as of Aug 24, 2026
Mar 31, 20223 then
Employees (5.A)12 as of Aug 24, 2026
Mar 31, 20228 then
Private funds: no history
RAUM +16% over the last fiscal year+17% a year over threeIARs 4 to 6offices 1 to 2
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
- RAUM per advisor
- $25.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $130,414derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +125%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$99.5M56%
- High-net-worth individuals$68.5M39%
- Banks and thrifts$6.4M3.6%
- Corporations and businesses$1.2M0.7%
- Insurance companies$725,0000.4%
- Charitable organizations$123,0000.1%
- Individual clients
- 509reported
- HNW clients
- 51reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 1,353reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• K•• D•••••• | Olympia, Wa | Mar 23, 2012 | 35 y | 5 |
| J•••••• A••• W••••••• | Olympia, Wa | May 12, 2014 | 36 y | 2 |
| B•••• W•••••• P••••• | Olympia, Wa | Aug 16, 2018 | 16 y | 1 |
| D•••• L• M••••Certified Financial Planner | Olympia, Wa | Jun 20, 2023 | 34 y | 1 |
| T••••• L•••• B•••• | Olympia, Wa | May 1, 2025 | 19 y | 3 |
| J••••••• A• L•••••••• | Olympia, Wa | Dec 12, 2025 | 20 y | 1 |
| A• V••• | Olympia, Wa | Sep 2, 2026 | 11 y | 3 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••••• H••••••••• G•••••••• to C••••• A••••••• L••Oct 20, 2015 · Other
Joined, latest
- A• V••• from R•• C•••••• M••••••• L••Sep 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- J••••••• A• L•••••••• from P•••• S••••••••• L••Dec 12, 2025 · Affiliated broker-dealer or bank to independent RIA
- T••••• L•••• B•••• from I••••••••• F•••••••• G••••• L••May 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- D•••• L• M•••• from A••••••• C•••••• I•••Jun 20, 2023 · RIA to RIA
- B•••• W•••••• P••••• from C••• F•••••••• S•••••••• L•••Aug 16, 2018 · Affiliated broker-dealer or bank to independent RIA
- J•••••• A••• W••••••• from C•••••••• W••••• M•••••••••May 12, 2014 · Other
- C•••••• H••••••••• G•••••••• from C•••••••• W••••• M•••••••••Apr 17, 2012 · Other
- S••••• K•• D•••••• from P•••••• W••• F•••••••• C••••••••• I••Mar 23, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• S•••••• K•• · Portfolio Manager/Chief Compliance Officer/Presidentcontrolsince 05/2008 · owns 75% or more
- D••••••• M••••••• D• · Executive Vice Presidentsince 01/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Olympia, Wa · principal | 7 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 8Aug 24, 2026 to Sep 3, 2026
- BD registered reps · 0 to 1Aug 24, 2026 to Sep 3, 2026
- Employees · 12 to 13Aug 24, 2026 to Sep 3, 2026
- Financial planning clients · 251-500 to 251-500Aug 24, 2026 to Sep 3, 2026
- State-registered IARs · 5 to 6Aug 24, 2026 to Sep 3, 2026
- Succession · false to unsetAug 24, 2026 to Sep 3, 2026
- Advisory employees · 8 to 7Jul 31, 2026 to Aug 24, 2026
- Employees · 13 to 12Jul 31, 2026 to Aug 24, 2026
- State-registered IARs · 6 to 5Jul 31, 2026 to Aug 24, 2026
- Advisory employees · 9 to 8Mar 6, 2026 to Jul 31, 2026
- BD registered reps · 4 to 0Mar 6, 2026 to Jul 31, 2026
- State-registered IARs · 9 to 6Mar 6, 2026 to Jul 31, 2026
- Accounts · 1,178 to 1,353Jan 6, 2026 to Mar 6, 2026
- HNW clients · 43 to 51Jan 6, 2026 to Mar 6, 2026
- Individual clients · 442 to 509Jan 6, 2026 to Mar 6, 2026
- Discretionary RAUM · $152M to $176MJan 6, 2026 to Mar 6, 2026
- HNW RAUM · $59.1M to $68.5MJan 6, 2026 to Mar 6, 2026
- Individual RAUM · $86.0M to $99.5MJan 6, 2026 to Mar 6, 2026
- RAUM · $152M to $176MJan 6, 2026 to Mar 6, 2026
- Advisory employees · 8 to 9Dec 24, 2025 to Jan 6, 2026
- Employees · 12 to 13Dec 24, 2025 to Jan 6, 2026
- State-registered IARs · 8 to 9Dec 24, 2025 to Jan 6, 2026
- Advisory employees · 6 to 8Oct 21, 2025 to Dec 24, 2025
- BD registered reps · 3 to 4Oct 21, 2025 to Dec 24, 2025
- Employees · 10 to 12Oct 21, 2025 to Dec 24, 2025
- State-registered IARs · 6 to 8Oct 21, 2025 to Dec 24, 2025
- Advisory employees · 5 to 6Jul 2, 2025 to Oct 21, 2025
- Employees · 9 to 10Jul 2, 2025 to Oct 21, 2025
- State-registered IARs · 5 to 6Jul 2, 2025 to Oct 21, 2025
- Other offices · 1 to 2Jul 2, 2025 to Oct 21, 2025
- Financial planning clients · 251-500 to 251-500Jun 3, 2025 to Jul 2, 2025
- Advisory employees · 4 to 5May 9, 2025 to Jun 3, 2025
- BD registered reps · 2 to 3May 9, 2025 to Jun 3, 2025
- Employees · 8 to 9May 9, 2025 to Jun 3, 2025
- State-registered IARs · 4 to 5May 9, 2025 to Jun 3, 2025
- Other offices · 0 to 1Jan 31, 2025 to Apr 4, 2025
- Accounts · 1,156 to 1,178Feb 27, 2024 to Jan 31, 2025
- Charity clients · 0 to 2Feb 27, 2024 to Jan 31, 2025
- HNW clients · 45 to 43Feb 27, 2024 to Jan 31, 2025
- Individual clients · 431 to 442Feb 27, 2024 to Jan 31, 2025
Signals
1 dated events
- C••••••• I••••••••• G•••• filed its initial SEC registration (Form ADV)Jun 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@yourcapstone.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 360-612-5311reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- yourcapstone.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 360-570-9888reportedpublic record, Form ADV, Sep 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $25.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026