This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 15, 2000earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

2

Exams

S66

First exam

Jul 30, 2010

First registration

Nov 15, 2000

Dual registered

yes, broker-dealer

IAPD individual key

4279005

• Occurred

  Jul 24, 2026
  Advisor changed firm

  Mark John Dunn left Lincoln Investment for Lpl Financial Llc (registered 2026-07-27)

  Form ADVobserved 5 days ago
• Occurred

  Jul 24, 2026
  Advisor changed firm

  Mark John Dunn left Capital Analysts for Lincoln Investment (registered 2023-11-02)

  Form ADVobserved 5 days ago
• Occurred

  Nov 15, 2023
  Advisor changed firm

  Mark John Dunn left Valic Financial Advisors, Inc. for Capital Analysts (registered 2023-11-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7527e86c-7835-1493-2297-7d3969f4e3bb

First observed

Nov 15, 2000

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.