DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mark John Dunn

LPL Financial LLCBD affiliatedLas Vegas, Nv dual registrantIAPD 4279005

Feed of 09/14/2026

At current firm

0 y

since Jul 27, 2026

In the industry

25 y

since Nov 15, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 27, 2026 · Castle Rock, Co
Capital Analysts BD affiliated
Nov 2, 2023 to Jul 24, 2026 · Lombard, Il
Lincoln Investment independent RIA
Nov 2, 2023 to Jul 24, 2026 · Crystal Lake, Il
Valic Financial Advisors, Inc. BD affiliated
Nov 8, 2010 to Nov 15, 2023 · Salt Lake City, Ut
Ameriprise Financial Services, LLC national BD
Nov 15, 2000 to Jul 20, 2005 · Las Vegas, Nv

Moves

a registration end followed by a registration begin elsewhere

Capital Analysts to Lincoln Investment
left Jul 24, 2026, registered Nov 2, 2023 (-995 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Lincoln Investment to LPL Financial LLC
left Jul 24, 2026, registered Jul 27, 2026 (3 days) · RIA to affiliated broker-dealer or bank · moved with a team
Valic Financial Advisors, Inc. to Capital Analysts
left Nov 15, 2023, registered Nov 2, 2023 (-13 days) · Affiliated broker-dealer or bank to another
Ameriprise Financial Services, LLC to Valic Financial Advisors, Inc.
left Jul 20, 2005, registered Nov 8, 2010 (1937 days) · Other

Signals

Mark John Dunn left Capital Analysts for Lincoln Investment (registered 2023-11-02)
Jul 24, 2026 · Advisor changed firm · fact
Mark John Dunn left Lincoln Investment for Lpl Financial Llc (registered 2026-07-27)
Jul 24, 2026 · Advisor changed firm · fact
Mark John Dunn left Valic Financial Advisors, Inc. for Capital Analysts (registered 2023-11-02)
Nov 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address