DFX Intelligence

T••••• G••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

T••••• G••••• D••••

Advisor at S••••• W••••• A•••••••• I•••

San Francisco, CA

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Search this name across graphsid dfx:ria:756fba73-42f7-29b7-5f6d-dad377a22c01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Mar 25, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Jul 3, 2025	n/a	yes	San Francisco, CA	Current employment
R•• S••••••••• I•••	Bd affiliated wealth	Feb 21, 2019	Jan 24, 2025	no	SAN FRANCISCO, CA\|San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• S••••••••• I•••	S••••• W••••• A•••••••• I•••	Jan 24, 2025	Jul 3, 2025	160	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•• S••••••••• I•••	Oct 3, 2018	Feb 21, 2019

Relationships

Registered with (7)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ R•• S••••••••• I•••Registered adviserregistration: previous registration
Feb 21, 2019 to Jan 24, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 15, 2016 to Oct 3, 2018factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Jan 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:756fba73-42f7-29b7-5f6d-dad377a22c01
First observed: Jun 12, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.