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RIA / WealthAdvisorCertified Financial Planner12 years in industry

Anna Ngo Bhai

Advisor at BROOKLYN FI, LLC

Denver, CO | BROOKLYN, NY

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Search this name across graphsid dfx:ria:757c37a3-192a-bbb3-291b-7a010651a3cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 18, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKLYN FI, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
First registration: Mar 18, 2019
Dual registered: no
Other names: Anna Hong Ngo
IAPD individual key: 7086870

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKLYN FI, LLC	Independent wealth	Aug 5, 2026	n/a	yes	BROOKLYN, NY\|Denver, CO	Current employment
JPL WEALTH MANAGEMENT, LLC	Independent wealth	Mar 3, 2026	Jul 23, 2026	no	GREENWOOD VILLAGE, CO	Previous registration
DEW WEALTH MANAGEMENT	Independent wealth	Mar 30, 2023	Oct 30, 2023	no	Denver, CO\|SCOTTSDALE, AZ	Previous registration
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC	Other adviser	Mar 18, 2019	Sep 1, 2022	no	Denver, CO\|COLUMBIA, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JPL WEALTH MANAGEMENT, LLC	BROOKLYN FI, LLC	Jul 23, 2026	Aug 5, 2026	13	Firm change	RIA to RIA
DEW WEALTH MANAGEMENT	JPL WEALTH MANAGEMENT, LLC	Oct 30, 2023	Mar 3, 2026	855	Firm change after gap	RIA to RIA
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC	DEW WEALTH MANAGEMENT	Sep 1, 2022	Mar 30, 2023	210	Firm change	RIA to RIA

Relationships

Registered with (4)

→ BROOKLYN FI, LLCRegistered adviserregistration: current employment
Aug 5, 2026 to presentfactForm ADV
→ JPL WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 3, 2026 to Jul 23, 2026factForm ADV
→ DEW WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 30, 2023 to Oct 30, 2023factForm ADV
→ SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 18, 2019 to Sep 1, 2022factForm ADV

Dated events

Occurred
Jul 23, 2026
Advisor changed firm
Anna Ngo Bhai left Jpl Wealth Management, Llc for Brooklyn Fi, Llc (registered 2026-08-05)
Form ADVobserved 5 days ago
Occurred
Oct 30, 2023
Advisor changed firm
Anna Ngo Bhai left Dew Wealth Management for Jpl Wealth Management, Llc (registered 2026-03-03)
Form ADVobserved 5 days ago
Occurred
Sep 1, 2022
Advisor changed firm
Anna Ngo Bhai left Southstate Private Capital Management Llc for Dew Wealth Management (registered 2023-03-30)
Form ADVobserved 5 days ago