DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
J•••••• C•••••• M••••••••• L••
Latest filing Jul 1, 2024
First filing on the tape Feb 6, 2012 · 34 filings
RAUM
$69.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$69.9M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$34.9M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$101M as of Jan 11, 2022
Mar 26, 2012$74.2M then
HNW client RAUM: $25.5M
State-registered IARs (5.B.3)2 as of Jan 11, 2022
Mar 26, 20120 then
Employees (5.A)4 as of Jan 11, 2022
Jun 11, 20196 then
Private funds: no history
RAUM -34% over the last fiscal year-12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 1, 2024; every figure names its basis
- RAUM per advisor
- $34.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $212,354derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$69.9M100%
- Individual clients
- 329reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 329reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• V••• S••••••• | Highland, Ut | Jan 10, 2024 | 10 y | 3 |
| D•••• A••• M•••••• | Highland, Ut | Feb 7, 2024 | 35 y | 9 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D•••• A••• M•••••• to A•••• C•••••• M••••••••• L••Dec 31, 2019 · Other
- S••••• J•• E•••• to M••••••• I••••••••• M••••••••• L••Aug 17, 2016 · Other
- K•••••• L••• S••••••••• to M••••••• I••••••••• M••••••••• L••Aug 17, 2016 · Other
- D••••• E••••• M••••••• to M••••••• I••••••••• M••••••••• L••Aug 17, 2016 · Other
- D•••• A••• M•••••• to P••••••• B•••••• F••••••••Feb 27, 2015 · Other
- L••• O•••••• R••• to C•••••• C••••• G••••• I•••Jun 23, 2010 · Other
- S•••••• Z••••• to O•••• W•••••• I•••Dec 11, 2008 · Other
Joined, latest
- D•••• A••• M•••••• from A•••• C•••••• M••••••••• L••May 4, 2021 · Other
- D•••• A••• M•••••• from P••••••• B•••••• F••••••••Apr 22, 2015 · Other
- L••• O•••••• R••• from O•••• W•••••• I•••Jul 2, 2009 · Other
- D•••• A••• M•••••• from O•••• W•••••• I•••Oct 17, 2007 · Other
- D••••• E••••• M••••••• from O•••• W•••••• I•••Oct 17, 2007 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for M••••••• I••••••••• M••••••••• L••Aug 17, 2016 · Highland, Ut
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••• V••••• F•••• L• | Hedge Fund | $5.1M | 20 | Jul 13, 2023 |
Owners and control persons
Schedule A and B, latest filing
- M••••••• D••••• A••• · Managing Member/Chief Compliance Officercontrolsince 04/2015 · owns 50% to 75%
- S•••••••• J•••••• V••• · Senior Vpsince 01/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Highland, Ut · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · LEHI to HIGHLANDFeb 20, 2024 to Jul 1, 2024
- Advisory activities · 2 to 1Jan 24, 2024 to Feb 20, 2024
- Pooled vehicle clients · 1.0 to unsetJan 24, 2024 to Feb 20, 2024
- Discretionary RAUM · $73.5M to $69.9MJan 24, 2024 to Feb 20, 2024
- Individual RAUM · $68.1M to $69.9MJan 24, 2024 to Feb 20, 2024
- Pooled vehicle RAUM · 5400000.0 to unsetJan 24, 2024 to Feb 20, 2024
- RAUM · $73.5M to $69.9MJan 24, 2024 to Feb 20, 2024
- Business name · A••••• W••••• M••••••••• to J•••••• C•••••• M••••••••• L••Jan 19, 2024 to Jan 24, 2024
- Private funds · 1 to unsetJan 10, 2024 to Jan 19, 2024
- Business name · A••••• W••••• M••••••••• to A••••• W••••• M•••••••••Oct 6, 2023 to Oct 11, 2023
- Legal name · A••••• W••••• M••••••••• to J•••••• C•••••• M••••••••• L••Oct 6, 2023 to Oct 6, 2023
- Advisory activities · 4 to 2Aug 2, 2023 to Aug 10, 2023
- Wrap assets (manager) · 0.0 to unsetAug 2, 2023 to Aug 10, 2023
- Wrap assets (sponsor) · 68102345.0 to unsetAug 2, 2023 to Aug 10, 2023
- Accounts · 337 to 329Jan 11, 2022 to Jul 13, 2023
- Advisory activities · 3 to 4Jan 11, 2022 to Jul 13, 2023
- Individual clients · 337 to 329Jan 11, 2022 to Jul 13, 2023
- Pooled vehicle clients · unset to 1.0Jan 11, 2022 to Jul 13, 2023
- Private funds · unset to 1Jan 11, 2022 to Jul 13, 2023
- Discretionary RAUM · $101M to $73.5MJan 11, 2022 to Jul 13, 2023
- Individual RAUM · $101M to $68.1MJan 11, 2022 to Jul 13, 2023
- Pooled vehicle RAUM · unset to 5400000.0Jan 11, 2022 to Jul 13, 2023
- RAUM · $101M to $73.5MJan 11, 2022 to Jul 13, 2023
- Wrap assets (sponsor) · $101M to $68.1MJan 11, 2022 to Jul 13, 2023
- Accounts · 348 to 337Mar 26, 2021 to Jan 11, 2022
- Business name · A•••• C•••••• M••••••••• L••• ••• P••••••• B•••••• S•••••••• to A••••• W••••• M•••••••••Mar 26, 2021 to Jan 11, 2022
- Individual clients · 348 to 337Mar 26, 2021 to Jan 11, 2022
- Legal name · A•••• C•••••• M••••••••• L••• ••• P••••••• B•••••• S•••••••• to A••••• W••••• M•••••••••Mar 26, 2021 to Jan 11, 2022
- Discretionary RAUM · $107M to $101MMar 26, 2021 to Jan 11, 2022
- Individual RAUM · $107M to $101MMar 26, 2021 to Jan 11, 2022
- RAUM · $107M to $101MMar 26, 2021 to Jan 11, 2022
- Wrap assets (sponsor) · $107M to $101MMar 26, 2021 to Jan 11, 2022
- Advisory activities · 4 to 3Jan 11, 2022 to Jan 11, 2022
- HQ city · LAKEWOOD to LEHIJan 13, 2021 to Mar 26, 2021
- HQ state · CO to UTJan 13, 2021 to Mar 26, 2021
- Accounts · 342 to 348Jun 29, 2020 to Jan 13, 2021
- Individual clients · 342 to 348Jun 29, 2020 to Jan 13, 2021
- Employees · 6 to 4Jun 29, 2020 to Jan 13, 2021
- Discretionary RAUM · $102M to $107MJun 29, 2020 to Jan 13, 2021
- Individual RAUM · $102M to $107MJun 29, 2020 to Jan 13, 2021
Signals
1 dated events
- A•••• C•••••• M••••••••• L••• ••• P••••••• B•••••• S•••••••• filed its initial SEC registration (Form ADV)Jan 25, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- agiliswealth.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026