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Advisor at C•••••••
Nashville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• | Institutional manager | Jan 6, 2022 | n/a | yes | Nashville, TN | Current employment |
| N•• M••••• W••••• M••••••••• L•• | Former SEC adviser | Jun 2, 2014 | Mar 28, 2022 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•• M••••• W••••• M••••••••• L•• | C••••••• | Mar 28, 2022 | Jan 6, 2022 | -81 | Firm change after gap | Other |
| N•••••••• B••••• B• L•• | N•• M••••• W••••• M••••••••• L•• | May 4, 2011 | Jun 2, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 171031:175112:CA:2022-03-28 | Mar 28, 2022 | Jan 6, 2022 | IRVINE, CA | Firm change after gap |
| N•••••••• B••••• B• L•• |
| No RAUM reported |
| Jul 21, 2008 |
| May 4, 2011 |
| no |
| NEWPORT BEACH, CA |
| Previous registration |
| A••••••••• L••• | Other adviser | Aug 2, 2000 | Oct 13, 2004 | no | LOS ANGELES, CA | Previous registration |
| 1,125 |
| Firm change after gap |
| Other |
| A••••••••• L••• | N•••••••• B••••• B• L•• | Oct 13, 2004 | Jul 21, 2008 | 1,377 | Firm change after gap | Other |