DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Daryl Lee Deke
At current firm
4 y
since Jan 6, 2022
In the industry
36 y
since Jul 13, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Captrust institutional currentsince Jan 6, 2022 · Nashville, Tn
- New Market Wealth Management, LLC formerJun 2, 2014 to Mar 28, 2022 · Irvine, Ca
- Neuberger Berman Bd LLC no RAUMJul 21, 2008 to May 4, 2011 · Newport Beach, Ca
- Alliancebernstein L.P. otherAug 2, 2000 to Oct 13, 2004 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- New Market Wealth Management, LLC to Captrustleft Mar 28, 2022, registered Jan 6, 2022 (-81 days) · Other · moved with a team
- Neuberger Berman Bd LLC to New Market Wealth Management, LLCleft May 4, 2011, registered Jun 2, 2014 (1125 days) · Other
- Alliancebernstein L.P. to Neuberger Berman Bd LLCleft Oct 13, 2004, registered Jul 21, 2008 (1377 days) · Other
Signals
- Daryl Lee Deke left New Market Wealth Management, Llc for Captrust (registered 2022-01-06)Mar 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address