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Advisor at NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
Wayne, PA | PHILADELPHIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Asset manager | Apr 20, 2020 | n/a | yes | Wayne, PA|PHILADELPHIA, PA | Current employment |
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Former SEC adviser | Nov 15, 2012 | Apr 21, 2020 | no | PHILADELPHIA, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 29, 2012 | Oct 26, 2012 | no | PENNINGTON, NJ|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Apr 21, 2020 | Apr 20, 2020 | -1 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Oct 26, 2012 | Nov 15, 2012 | 20 | Firm change | Wirehouse to new firm |