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RIA / WealthAdvisor16 years in industry

BRENT WILLIAM CAPEHART

Advisor at THE LLOYD ADVISORY GROUP

Alpharetta, GA | SUWANEE, GA

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Search this name across graphsid dfx:ria:767af509-9c8a-fb9d-659e-8025a42e4bdf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 16, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE LLOYD ADVISORY GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 1, 2010
First registration: Jul 16, 2010
Dual registered: no
Other names: BRENT CAPEHART|BRENT W CAPEHART
IAPD individual key: 5781261

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE LLOYD ADVISORY GROUP	Independent wealth	Apr 21, 2026	n/a	yes	Alpharetta, GA\|SUWANEE, GA	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Dec 5, 2016	Jun 22, 2026	no	Alpharetta, GA	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Sep 25, 2013	Dec 6, 2016	no	ATLANTA, GA\|SARASOTA, FL\|ALPHARETTA, GA	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Jul 16, 2010	Sep 30, 2013	no	SANDY SPRINGS, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	THE LLOYD ADVISORY GROUP	Jun 22, 2026	Apr 21, 2026	-62	Firm change after gap	Ibd to RIA
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	AE WEALTH MANAGEMENT, LLC	Dec 6, 2016	Dec 5, 2016	-1	Firm change	Other
ESI FINANCIAL ADVISORS	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Sep 30, 2013	Sep 25, 2013	-5	Firm change	Other

Relationships

Registered with (4)

→ THE LLOYD ADVISORY GROUPRegistered adviserregistration: current employment
Apr 21, 2026 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 5, 2016 to Jun 22, 2026factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Sep 25, 2013 to Dec 6, 2016factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jul 16, 2010 to Sep 30, 2013factForm ADV

Dated events

Occurred
Jun 22, 2026
Advisor changed firm
Brent William Capehart left Ae Wealth Management, Llc for The Lloyd Advisory Group (registered 2026-04-21)
Form ADVobserved 4 days ago