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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Ramiro Gomez Rincon

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:7747ec54-2b0f-c1f0-7b68-28ad711e1b6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 25, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 30, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 30, 2003
First registration: Jan 25, 2010
Dual registered: yes, broker-dealer
Other names: RAMIRO GOMEZ RINCON|RAMIRO GOMEZ-RINCON
IAPD individual key: 4449986

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 10, 2022	n/a	yes	SAN DIEGO, CA	Current employment
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Jan 11, 2022	Nov 15, 2022	no	San Diego, CA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Sep 20, 2021	Nov 15, 2022	no	San Diego, CA	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Oct 15, 2010	Dec 31, 2021	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
ST JOHNS WEALTH MANAGEMENT	n/a	Apr 27, 2010	Oct 15, 2010	no	HOUSTON, TX	Previous registration
BBVA COMPASS INVESTMENT SOLUTIONS, INC	n/a	Jan 25, 2010	Mar 16, 2010	no	SAN DIEGO, CA\|HOUSTON, TX\|TUCSON, AZ\|LA JOLLA, CA\|TUCSON, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC MANAGED ACCOUNT SOLUTIONS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 15, 2022	Nov 10, 2022	-5	Firm change	RIA to wirehouse
PNC WEALTH MANAGEMENT	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Nov 15, 2022	Jan 11, 2022	-308	Firm change after gap	Ibd to ibd
PNC MANAGED ACCOUNT SOLUTIONS, INC.	PNC WEALTH MANAGEMENT	Dec 31, 2021	Sep 20, 2021	-102	Firm change after gap	Ibd to ibd
ST JOHNS WEALTH MANAGEMENT	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Oct 15, 2010	Oct 15, 2010	0	Bulk transfer	Other
BBVA COMPASS INVESTMENT SOLUTIONS, INC	ST JOHNS WEALTH MANAGEMENT	Mar 16, 2010	Apr 27, 2010	42	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110476:129052:TX:2021-12-31	Dec 31, 2021	Sep 20, 2021	HOUSTON, TX	Firm change after gap

Relationships

Registered with (5)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Nov 10, 2022 to presentfactForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Jan 11, 2022 to Nov 15, 2022factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 20, 2021 to Nov 15, 2022factForm ADV
→ ST JOHNS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 27, 2010 to Oct 15, 2010factForm ADV
→ BBVA COMPASS INVESTMENT SOLUTIONS, INCRegistered adviserregistration: previous registration
Jan 25, 2010 to Mar 16, 2010factForm ADV

Dated events

Occurred
Nov 15, 2022
Advisor changed firm
Ramiro Gomez Rincon left Pnc Managed Account Solutions, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-11-10)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2022
Advisor changed firm
Ramiro Gomez Rincon left Pnc Wealth Management for Pnc Managed Account Solutions, Inc. (registered 2022-01-11)
Form ADVobserved 6 days ago