DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ramiro Gomez Rincon
Feed of 09/14/2026
Also filed as Ramiro Gomez Rincon
At current firm
3 y
since Nov 10, 2022
In the industry
23 y
since May 30, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Nov 10, 2022 · San Diego, Ca
- Pnc Managed Account Solutions, Inc. formerJan 11, 2022 to Nov 15, 2022 · San Diego, Ca
- Pnc Wealth Management BD affiliatedSep 20, 2021 to Nov 15, 2022 · San Diego, Ca
- Pnc Managed Account Solutions, Inc. formerOct 15, 2010 to Dec 31, 2021 · Houston, Tx
- St Johns Wealth Management unclassifiedApr 27, 2010 to Oct 15, 2010 · Houston, Tx
- Bbva Compass Investment Solutions, Inc unclassifiedJan 25, 2010 to Mar 16, 2010 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Pnc Managed Account Solutions, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Nov 15, 2022, registered Nov 10, 2022 (-5 days) · RIA to wirehouse
- Pnc Wealth Management to Pnc Managed Account Solutions, Inc.left Nov 15, 2022, registered Jan 11, 2022 (-308 days) · Affiliated broker-dealer or bank to another
- Pnc Managed Account Solutions, Inc. to Pnc Wealth Managementleft Dec 31, 2021, registered Sep 20, 2021 (-102 days) · Affiliated broker-dealer or bank to another · moved with a team
- St Johns Wealth Management to Pnc Managed Account Solutions, Inc.left Oct 15, 2010, registered Oct 15, 2010 (0 days) · corporate re-registration, not a move
- Bbva Compass Investment Solutions, Inc to St Johns Wealth Managementleft Mar 16, 2010, registered Apr 27, 2010 (42 days) · corporate re-registration, not a move
Signals
- Ramiro Gomez Rincon left Pnc Managed Account Solutions, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-11-10)Nov 15, 2022 · Advisor changed firm · fact
- Ramiro Gomez Rincon left Pnc Wealth Management for Pnc Managed Account Solutions, Inc. (registered 2022-01-11)Nov 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address