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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

JOSEPH FRANK KROLESKI

Advisor at KESTRA ADVISORY SERVICES, LLC

AUSTIN, TX | Paradise Valley, AZ | Tempe, AZ

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Search this name across graphsid dfx:ria:7797b0ab-92de-a3ce-6c21-af1d760fb552

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Mar 29, 2014
First registration: Oct 20, 2006
Dual registered: yes, broker-dealer
Other names: JOSEPH FRANK KROLESKI|JOSEPH FRANK KROLESKI
IAPD individual key: 5181873

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Jan 21, 2026	n/a	yes	Tempe, AZ\|Paradise Valley, AZ\|AUSTIN, TX	Current employment
FINTRON ADVISORS, LLC	Former SEC adviser	Jul 24, 2023	Apr 14, 2024	no	Stamford, CT	Previous registration
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Jun 4, 2019	Apr 5, 2021	no	SCOTTSDALE, AZ	Previous registration
PFG ADVISORS	Independent wealth	Apr 20, 2018	Dec 31, 2018	no	PHOENIX, AZ	Previous registration
CUE FINANCIAL GROUP, INC.	Former SEC adviser	Feb 6, 2018	Dec 31, 2018	no	SCOTTSDALE, AZ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 20, 2006	Nov 29, 2006	no	Westlake, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINTRON ADVISORS, LLC	KESTRA ADVISORY SERVICES, LLC	Apr 14, 2024	Jan 21, 2026	647	Firm change after gap	Other
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	FINTRON ADVISORS, LLC	Apr 5, 2021	Jul 24, 2023	840	Firm change after gap	RIA to new firm
PFG ADVISORS	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Dec 31, 2018	Jun 4, 2019	155	Firm change	RIA to RIA
CUE FINANCIAL GROUP, INC.	PFG ADVISORS	Dec 31, 2018	Apr 20, 2018	-255	Firm change after gap	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	CUE FINANCIAL GROUP, INC.	Nov 29, 2006	Feb 6, 2018	4,087	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
21033:173344:AZ:2018-12-31	Dec 31, 2018	Apr 20, 2018	SCOTTSDALE, AZ	Firm change after gap

Relationships

Registered with (6)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jan 21, 2026 to presentfactForm ADV
→ FINTRON ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 24, 2023 to Apr 14, 2024factForm ADV
→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: previous registration
Jun 4, 2019 to Apr 5, 2021factForm ADV
→ PFG ADVISORSRegistered adviserregistration: previous registration
Apr 20, 2018 to Dec 31, 2018factForm ADV
→ CUE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Feb 6, 2018 to Dec 31, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 20, 2006 to Nov 29, 2006factForm ADV

Dated events

Occurred
Apr 14, 2024
Advisor changed firm
Joseph Frank Kroleski left Fintron Advisors, Llc for Kestra Advisory Services, Llc (registered 2026-01-21)
Form ADVobserved 4 days ago