DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Frank Kroleski
Feed of 09/15/2026
Also filed as Joseph Frank Kroleski
At current firm
0 y
since Jan 21, 2026
In the industry
19 y
since Oct 20, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kestra Advisory Services, LLC BD affiliated currentsince Jan 21, 2026 · Tempe, Az
- Fintron Advisors, LLC formerJul 24, 2023 to Apr 14, 2024 · Stamford, Ct
- United Planners' Financial Services Of America A Limited Partner independent RIAJun 4, 2019 to Apr 5, 2021 · Scottsdale, Az
- Pfg Advisors independent RIAApr 20, 2018 to Dec 31, 2018 · Phoenix, Az
- Cue Financial Group, Inc. formerFeb 6, 2018 to Dec 31, 2018 · Scottsdale, Az
- Ameriprise Financial Services, LLC national BDOct 20, 2006 to Nov 29, 2006 · Westlake, Oh
Moves
a registration end followed by a registration begin elsewhere
- Fintron Advisors, LLC to Kestra Advisory Services, LLCleft Apr 14, 2024, registered Jan 21, 2026 (647 days) · Other
- United Planners' Financial Services Of America A Limited Partner to Fintron Advisors, LLCleft Apr 5, 2021, registered Jul 24, 2023 (840 days) · RIA to a newly registered adviser
- Pfg Advisors to United Planners' Financial Services Of America A Limited Partnerleft Dec 31, 2018, registered Jun 4, 2019 (155 days) · RIA to RIA
- Cue Financial Group, Inc. to Pfg Advisorsleft Dec 31, 2018, registered Apr 20, 2018 (-255 days) · RIA to RIA · moved with a team
- Ameriprise Financial Services, LLC to Cue Financial Group, Inc.left Nov 29, 2006, registered Feb 6, 2018 (4087 days) · Other
Signals
- Joseph Frank Kroleski left Fintron Advisors, Llc for Kestra Advisory Services, Llc (registered 2026-01-21)Apr 14, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address