This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLWORTH FINANCIAL, L.P.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2008earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Mar 9, 2009

First registration

Aug 23, 2017

Dual registered

no

IAPD individual key

5613238

• Occurred

  Sep 12, 2025
  Advisor changed firm

  Jared Tyson Lee left Sheaff Brock Investment Advisors, Llc for Innovative Portfolios Llc (registered 2024-05-24)

  Form ADVobserved 4 days ago
• Occurred

  Jun 16, 2025
  Advisor changed firm

  Jared Tyson Lee left Innovative Portfolios Llc for Allworth Financial, L.P. (registered 2025-05-30)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:78d3f439-6703-7c5b-c544-cedfef1f3aaa

First observed

Aug 23, 2017

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.