RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• T•••• L••
- A••••••• F••••••••• L••• BD affiliated currentsince May 30, 2025 · Folsom, Ca
- I••••••••• P••••••••• L•• formerMay 24, 2024 to Jun 16, 2025 · Indianapolis, In
- S••••• B•••• I••••••••• A•••••••• L•• formerAug 23, 2017 to Sep 12, 2025 · Indianapolis, In
- S••••• B•••• I••••••••• A•••••••• L•• to I••••••••• P••••••••• L••left Sep 12, 2025, registered May 24, 2024 (-476 days) · Other · moved with a team
- I••••••••• P••••••••• L•• to A••••••• F••••••••• L•••left Jun 16, 2025, registered May 30, 2025 (-17 days) · Other
- J•••• T•••• L•• left S••••• B•••• I••••••••• A•••••••• L•• for I••••••••• P••••••••• L•• (registered 2024-05-24)Sep 12, 2025 · Advisor changed firm · fact
- J•••• T•••• L•• left I••••••••• P••••••••• L•• for A••••••• F••••••••• L••• (registered 2025-05-30)Jun 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address