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RIA / WealthAdvisor22 years in industry

CHRISTOPHER KENDALL ABTS

Advisor at PRIME CAPITAL FINANCIAL

OVERLAND PARK, KS | Reno, NV

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Search this name across graphsid dfx:ria:7904a0a4-bf54-56c4-35af-1d87c8a599e9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 2, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65
First exam: Jun 30, 2006
First registration: Nov 2, 2006
Dual registered: no
Other names: CHRISTOPHER K ABTS
IAPD individual key: 5245824

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	Mar 8, 2023	n/a	yes	Reno, NV\|OVERLAND PARK, KS	Current employment
Cornerstone	Former SEC adviser	Jul 13, 2011	Nov 7, 2023	no	RENO, NV\|RENO, NV	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	May 24, 2011	Jul 13, 2011	no	RENO, NV\|SARASOTA, FL	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Sep 1, 2010	Jun 17, 2011	no	RENO, NV	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Nov 2, 2006	Aug 25, 2010	no	RENO, NV\|WHEATON, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Cornerstone	PRIME CAPITAL FINANCIAL	Nov 7, 2023	Mar 8, 2023	-244	Firm change after gap	RIA to RIA
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Cornerstone	Jul 13, 2011	Jul 13, 2011	0	Firm change	Other
HORTER INVESTMENT MANAGEMENT, LLC	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Jun 17, 2011	May 24, 2011	-24	Firm change	Other
BROOKSTONE CAPITAL MANAGEMENT LLC	HORTER INVESTMENT MANAGEMENT, LLC	Aug 25, 2010	Sep 1, 2010	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
157861:288712:NV:2023-11-07	Nov 7, 2023	Mar 8, 2023	RENO, NV	Firm change after gap

Relationships

Registered with (5)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
Mar 8, 2023 to presentfactForm ADV
→ CORNERSTONERegistered adviserregistration: previous registration
Jul 13, 2011 to Nov 7, 2023factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
May 24, 2011 to Jul 13, 2011factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 1, 2010 to Jun 17, 2011factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 2, 2006 to Aug 25, 2010factForm ADV

Dated events

Occurred
Nov 7, 2023
Advisor changed firm
Christopher Kendall Abts left Cornerstone for Prime Capital Financial (registered 2023-03-08)
Form ADVobserved 4 days ago