DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Kendall Abts
Feed of 09/15/2026
Also filed as Christopher K Abts
At current firm
3 y
since Mar 8, 2023
In the industry
22 y
since Jan 1, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Prime Capital Financial mixed wealth currentsince Mar 8, 2023 · Reno, Nv
- Cornerstone formerJul 13, 2011 to Nov 7, 2023 · Reno, Nv
- Global Financial Private Capital, Inc. formerMay 24, 2011 to Jul 13, 2011 · Reno, Nv
- Horter Investment Management, LLC independent RIASep 1, 2010 to Jun 17, 2011 · Reno, Nv
- Brookstone Capital Management LLC independent RIANov 2, 2006 to Aug 25, 2010 · Reno, Nv
Moves
a registration end followed by a registration begin elsewhere
- Cornerstone to Prime Capital Financialleft Nov 7, 2023, registered Mar 8, 2023 (-244 days) · RIA to RIA · moved with a team
- Global Financial Private Capital, Inc. to Cornerstoneleft Jul 13, 2011, registered Jul 13, 2011 (0 days) · Other
- Horter Investment Management, LLC to Global Financial Private Capital, Inc.left Jun 17, 2011, registered May 24, 2011 (-24 days) · Other
- Brookstone Capital Management LLC to Horter Investment Management, LLCleft Aug 25, 2010, registered Sep 1, 2010 (7 days) · Other
Signals
- Christopher Kendall Abts left Cornerstone for Prime Capital Financial (registered 2023-03-08)Nov 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address