DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• A••••••• G••••• L••
Plympton, MA | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Jul 28, 2025 | n/a | yes | Plympton, MA|GREENWOOD VILLAGE, CO | Current employment |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | May 18, 2023 | Jun 30, 2025 | no | PROVIDENCE, RI|Plympton, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••• A•• P••••••• S••••••• | E•••••• A••••••• G••••• L•• | Jun 30, 2025 | Jul 28, 2025 | 28 | Firm change | Ibd to ibd |
| E•••••• A••••••• G••••• L•• | A••••• A•• P••••••• S••••••• | May 17, 2023 | May 18, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:39550:MA:2020-02-19 | Feb 24, 2020 | Feb 27, 2020 | BOSTON, MA | Firm change |
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Apr 3, 2023 | May 17, 2023 | no | GREENWOOD VILLAGE, CO | Previous registration |
| P••••••• C•••••• A••••••• C••••••••• | Former SEC adviser | Jun 3, 2021 | Apr 3, 2023 | no | PLYMPTON, MA|GREENWOOD VILLAGE, CO | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Feb 27, 2020 | May 21, 2021 | no | EAST MILTON, MA|CANTON, MA|BRAINTREE, MA|JOHNSTON, RI | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | May 30, 2017 | Feb 24, 2020 | no | Hingham, MA|BOSTON, MA|HINGHAM, MA|HANOVER, MA|HANOVER, MA|BOSTON, MA | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Jan 5, 2015 | May 25, 2017 | no | HANOVER, MA|HALIFAX, MA|WHITMAN, MA|ABINGTON, MA|BRAINTREE, MA | Previous registration |
| A••••• P•••••• I••••••••• A•••• M••••••••• I••• | Former SEC adviser | Jun 11, 2007 | Oct 23, 2014 | no | BOSTON, MA | Previous registration |
| 1 |
| Firm change |
| Ibd to ibd |
| P••••••• C•••••• A••••••• C••••••••• | E•••••• A••••••• G••••• L•• | Apr 3, 2023 | Apr 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| C••••••• S••••••••• I••• | P••••••• C•••••• A••••••• C••••••••• | May 21, 2021 | Jun 3, 2021 | 13 | Firm change | Ibd to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C••••••• S••••••••• I••• | Feb 24, 2020 | Feb 27, 2020 | 3 | Firm change | Wirehouse to ibd |
| C••••••• S••••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | May 25, 2017 | May 30, 2017 | 5 | Firm change | Other |
| A••••• P•••••• I••••••••• A•••• M••••••••• I••• | C••••••• S••••••••• I••• | Oct 23, 2014 | Jan 5, 2015 | 74 | Firm change | Other |