DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••• F•••••••• P•••••••• I•••
DOWNERS GROVE, IL | CHINO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• F•••••••• P•••••••• I••• | Independent wealth | Jun 16, 2026 | n/a | yes | CHINO, CA|DOWNERS GROVE, IL | Current employment |
| Q••••• W•••• A•••••••• L•• | Independent wealth | Mar 17, 2025 | Jun 17, 2026 | no | CHINO, CA|CHICAGO, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Q••••• W•••• A•••••••• L•• | A••••• F•••••••• P•••••••• I••• | Jun 17, 2026 | Jun 16, 2026 | -1 | Firm change | RIA to RIA |
| R••••••••• W••••• M••••••••• | Q••••• W•••• A•••••••• L•• | Mar 14, 2025 | Mar 17, 2025 |
| R••••••••• W••••• M••••••••• | n/a | Nov 5, 2020 | Mar 14, 2025 | no | UPLAND, CA | Previous registration |
| C••••• S••••• A•••••••• I••• | Former SEC adviser | Mar 3, 2017 | Mar 10, 2020 | no | Upland, CA|NASHVILLE, TN | Previous registration |
| S••••• I••••••••• M••••••••• L•• | Independent wealth | Aug 6, 2015 | Mar 9, 2017 | no | UPLAND, CA|TUCSON, AZ | Previous registration |
| 3 |
| Firm change |
| Other |
| C••••• S••••• A•••••••• I••• | R••••••••• W••••• M••••••••• | Mar 10, 2020 | Nov 5, 2020 | 240 | Firm change | Other |
| S••••• I••••••••• M••••••••• L•• | C••••• S••••• A•••••••• I••• | Mar 9, 2017 | Mar 3, 2017 | -6 | Firm change | Other |