DFX Intelligence

S•••••• J•• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner47 years in industry

S•••••• J•• H•••••

Advisor at V•••••••• W••••• A•••••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:7a152979-0572-7b09-31ed-87a7f84754c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 30, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 25, 1979earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••••• W••••• A•••••••• L••	Independent wealth	Jul 18, 2016	n/a	yes	ST. LOUIS, MO	Current employment
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Sep 2, 2014	Jan 14, 2016	no	Englewood, CO\|St. Louis, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• W••••• M••••••••• I•••	V•••••••• W••••• A•••••••• L••	Jan 14, 2016	Jul 18, 2016	186	Firm change	Other
C•••••••• I••••••••• R••••••• A•••••••• I•••	G••••• W••••• M••••••••• I•••	Sep 4, 2014	Sep 2, 2014

Relationships

Registered with (5)

→ V•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 18, 2016 to presentfactForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 2, 2014 to Jan 14, 2016factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 15, 2006 to Sep 4, 2014factForm ADV
→ A•••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a152979-0572-7b09-31ed-87a7f84754c5
First observed: Aug 30, 1993
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.