DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sheldon Jay Harber
Certified Financial Planner
Feed of 09/14/2026
At current firm
10 y
since Jul 18, 2016
In the industry
47 y
since Aug 25, 1979 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Visionary Wealth Advisors, LLC independent RIA currentsince Jul 18, 2016 · St. Louis, Mo
- Geneos Wealth Management, Inc. BD affiliatedSep 2, 2014 to Jan 14, 2016 · Englewood, Co
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 15, 2006 to Sep 4, 2014 · St. Louis, Mo
- Asset Strategies, Inc. unclassifiedOct 25, 1995 to Mar 14, 2007 · St. Louis, Mo
- Fsc Securities Corporation formerAug 30, 1993 to Nov 1, 2002 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Geneos Wealth Management, Inc. to Visionary Wealth Advisors, LLCleft Jan 14, 2016, registered Jul 18, 2016 (186 days) · Other
- Cambridge Investment Research Advisors, Inc. to Geneos Wealth Management, Inc.left Sep 4, 2014, registered Sep 2, 2014 (-2 days) · Other
- Asset Strategies, Inc. to Cambridge Investment Research Advisors, Inc.left Mar 14, 2007, registered Nov 15, 2006 (-119 days) · Other
- Fsc Securities Corporation to Asset Strategies, Inc.left Nov 1, 2002, registered Oct 25, 1995 (-2564 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address