DFX Intelligence

J•••• D••••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J•••• D••••••• C••••

Advisor at H•••••••• P••••••• P•••••••

DOWNERS GROVE, IL | San Diego, CA

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Search this name across graphsid dfx:ria:7ae0e230-cfbd-7114-aac1-278e0071db4a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 21, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• P••••••• P•••••••	Independent wealth	Nov 3, 2021	n/a	yes	DOWNERS GROVE, IL\|San Diego, CA	Current employment
H•••••••• A•••••• G••••• L••	Former SEC adviser	Mar 12, 2021	Dec 31, 2021	no	Irvine, CA\|DOWNERS GROVE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••• G••••• L••	H•••••••• P••••••• P•••••••	Dec 31, 2021	Nov 3, 2021	-58	Bulk transfer	RIA to new firm
L•••• F••• A••••••• S•••••••	H•••••••• A•••••• G••••• L••	Mar 5, 2021	Mar 12, 2021

Relationships

Registered with (4)

→ H•••••••• P••••••• P•••••••Registered adviserregistration: current employment
Nov 3, 2021 to presentfactForm ADV
→ H•••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Mar 12, 2021 to Dec 31, 2021factForm ADV
→ L•••• F••• A••••••• S•••••••Registered adviserregistration: previous registration
Jul 24, 2014 to Mar 5, 2021factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ae0e230-cfbd-7114-aac1-278e0071db4a
First observed: Jan 12, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.